Filing Details
- Accession Number:
- 0001104659-13-061838
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-08 19:12:56
- Reporting Period:
- 2013-08-06
- Filing Date:
- 2013-08-08
- Accepted Time:
- 2013-08-08 18:12:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
767920 | Pmc Sierra Inc | PMCS | Semiconductors & Related Devices (3674) | 942925073 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
947324 | H David Batchelder | 12400 High Bluff Drive, Suite 600 San Diego CA 92130 | No | No | Yes | No | |
1047644 | Relational Investors Llc | 12400 High Bluff Drive, Suite 600 San Diego CA 92130 | No | No | Yes | No | |
1052622 | V Ralph Whitworth | 12400 High Bluff Drive, Suite 600 San Diego CA 92130 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-08-06 | 282,755 | $6.49 | 21,128,120 | No | 4 | P | Indirect | Through Limited Partnerships and managed accounts managed by reporting persons |
Common Stock | Acquisiton | 2013-08-07 | 175,214 | $6.50 | 21,303,334 | No | 4 | P | Indirect | Through Limited Partnerships and managed accounts managed by reporting persons |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Through Limited Partnerships and managed accounts managed by reporting persons |
No | 4 | P | Indirect | Through Limited Partnerships and managed accounts managed by reporting persons |
Footnotes
- Relational Investors LLC ("RILLC"), is the general partner of Relational Investors Mid-Cap Fund I, L.P., Relational Investors Mid-Cap Fund II, L.P., Relational Fund Partners, L.P., Relational Coast Partners, L.P., RH Fund 1, L.P., Relational Investors IX, L.P., Relational Investors XV, L.P., Relational Investors XVI, L.P., Relational Investors XX, L.P., Relational Investors XXIII, L.P. and Relational Investors XXIV, L.P.
- These Limited Partnerships own a total of 19,049,762 shares. An additional 2,253,572 shares are held in accounts managed by RILLC. All shares are owned indirectly by RILLC. RILLC is managed by Ralph V. Whitworth and David H. Batchelder, each of which is a reporting person hereunder. Ralph V. Whitworth and David H. Batchelder disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein.
- The price in column 4 is a weighted average price. The prices actually paid ranged from $6.48 to $6.51. Upon request, the reporting persons will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
- The price in column 4 is a weighted average price. The prices actually paid ranged from $6.45 to $6.50. Upon request, the reporting persons will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.