Filing Details
- Accession Number:
- 0000907242-13-000007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-08 19:21:08
- Reporting Period:
- 2013-08-06
- Filing Date:
- 2013-08-08
- Accepted Time:
- 2013-08-08 18:21:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 907242 | Monarch Casino & Resort Inc | MCRI | Hotels & Motels (7011) | 880300760 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 937326 | Bob Farahi | Monarch Casino &Amp; Resort Inc 3800 S. Virginia Street Reno NV 89502 | President | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-08-06 | 200 | $20.55 | 335,123 | No | 4 | S | Indirect | by trust |
| Common Stock | Disposition | 2013-08-08 | 4,677 | $20.55 | 335,123 | No | 4 | S | Indirect | by trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | by trust |
| No | 4 | S | Indirect | by trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 340,000 | Indirect | by trust |
| Common Stock | 1,027,164 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option/right to buy | $8.56 | 2015-10-09 | 2022-10-09 | 33,334 | 343,338 | Direct |
| Common Stock | Option/right to buy | $9.33 | 2014-10-21 | 2021-10-21 | 33,334 | 343,338 | Direct |
| Common Stock | Option/right to buy | $11.48 | 2013-10-21 | 2020-10-21 | 33,334 | 343,338 | Direct |
| Common Stock | Option/right to buy | $10.43 | 2012-10-21 | 2019-10-21 | 33,334 | 343,338 | Direct |
| Common Stock | Option/right to buy | $6.80 | 2011-10-21 | 2018-10-21 | 33,334 | 343,338 | Direct |
| Common Stock | Option/right to buy | $29.00 | 2010-10-21 | 2017-10-21 | 33,334 | 343,338 | Direct |
| Common Stock | Option/right to buy | $21.82 | 2009-10-21 | 2016-10-21 | 33,334 | 343,338 | Direct |
| Common Stock | Option/right to buy | $18.06 | 2008-10-21 | 2015-10-21 | 10,000 | 343,338 | Direct |
| Common Stock | Option/right to buy | $11.69 | 2014-10-21 | 100,000 | 343,338 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-10-09 | 33,334 | 343,338 | Direct |
| 2021-10-21 | 33,334 | 343,338 | Direct |
| 2020-10-21 | 33,334 | 343,338 | Direct |
| 2019-10-21 | 33,334 | 343,338 | Direct |
| 2018-10-21 | 33,334 | 343,338 | Direct |
| 2017-10-21 | 33,334 | 343,338 | Direct |
| 2016-10-21 | 33,334 | 343,338 | Direct |
| 2015-10-21 | 10,000 | 343,338 | Direct |
| 2014-10-21 | 100,000 | 343,338 | Direct |
Footnotes
- The stock that was sold was held in trust.
- On October 21,2004, Mr. Farahi was granted an option pursuant to the Company's 1993 Executive Long Term Incentive Plan, as amended, to purchase 100,000 shares of the Company's common stock at $11.685 per share. The shares' vesting schedule is as follows: 33,332 vested on October 21, 2005; 33,334 vested on October 21, 2006 and 33,334 vested on October 21, 2007.
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