Filing Details

Accession Number:
0000907242-13-000007
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-08 19:21:08
Reporting Period:
2013-08-06
Filing Date:
2013-08-08
Accepted Time:
2013-08-08 18:21:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
907242 Monarch Casino & Resort Inc MCRI Hotels & Motels (7011) 880300760
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
937326 Bob Farahi Monarch Casino &Amp; Resort Inc
3800 S. Virginia Street
Reno NV 89502
President Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-08-06 200 $20.55 335,123 No 4 S Indirect by trust
Common Stock Disposition 2013-08-08 4,677 $20.55 335,123 No 4 S Indirect by trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect by trust
No 4 S Indirect by trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 340,000 Indirect by trust
Common Stock 1,027,164 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option/right to buy $8.56 2015-10-09 2022-10-09 33,334 343,338 Direct
Common Stock Option/right to buy $9.33 2014-10-21 2021-10-21 33,334 343,338 Direct
Common Stock Option/right to buy $11.48 2013-10-21 2020-10-21 33,334 343,338 Direct
Common Stock Option/right to buy $10.43 2012-10-21 2019-10-21 33,334 343,338 Direct
Common Stock Option/right to buy $6.80 2011-10-21 2018-10-21 33,334 343,338 Direct
Common Stock Option/right to buy $29.00 2010-10-21 2017-10-21 33,334 343,338 Direct
Common Stock Option/right to buy $21.82 2009-10-21 2016-10-21 33,334 343,338 Direct
Common Stock Option/right to buy $18.06 2008-10-21 2015-10-21 10,000 343,338 Direct
Common Stock Option/right to buy $11.69 2014-10-21 100,000 343,338 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-10-09 33,334 343,338 Direct
2021-10-21 33,334 343,338 Direct
2020-10-21 33,334 343,338 Direct
2019-10-21 33,334 343,338 Direct
2018-10-21 33,334 343,338 Direct
2017-10-21 33,334 343,338 Direct
2016-10-21 33,334 343,338 Direct
2015-10-21 10,000 343,338 Direct
2014-10-21 100,000 343,338 Direct
Footnotes
  1. The stock that was sold was held in trust.
  2. On October 21,2004, Mr. Farahi was granted an option pursuant to the Company's 1993 Executive Long Term Incentive Plan, as amended, to purchase 100,000 shares of the Company's common stock at $11.685 per share. The shares' vesting schedule is as follows: 33,332 vested on October 21, 2005; 33,334 vested on October 21, 2006 and 33,334 vested on October 21, 2007.