Filing Details

Accession Number:
0001209191-13-039922
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-08 16:39:58
Reporting Period:
2013-08-06
Filing Date:
2013-08-08
Accepted Time:
2013-08-08 16:39:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1016125 Ultimate Software Group Inc ULTI Services-Prepackaged Software (7372) 650694077
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1249678 Jr A James Fitzpatrick 1301 Avenue Of The Americas
New York NY 10019-6092
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Acquisiton 2013-08-06 835 $0.00 18,774 No 4 A Direct
Common Stock, $0.01 Par Value Acquisiton 2013-08-07 1,463 $0.00 18,774 No 4 M Direct
Common Stock, $0.01 Par Value Acquisiton 2013-08-08 997 $2.58 18,774 No 4 M Direct
Common Stock, $0.01 Par Value Disposition 2013-08-08 1,660 $144.93 18,774 No 4 S Direct
Common Stock, $0.01 Par Value Disposition 2013-08-08 800 $145.41 18,774 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Award Disposition 2013-08-07 1,463 $0.00 1,463 $0.00
Common Stock Director Stock Options Disposition 2013-08-08 997 $2.58 997 $2.58
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
0 2003-10-01 2013-10-01 No 4 M Direct
Footnotes
  1. Shares are represented by restricted stock awards which are subject to vesting requirements through August 6, 2017.
  2. The transactions reported on this Form 4 were effected pursuant to a Rule 10(b)5-1 trading plan adopted by the reporting person on May 3,2013.
  3. The sales price represents the weighted average sales price ranging in price from $144.25 to $145.10. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
  4. The sales price represents the weighted average sales price ranging in price from $145.35 to $145.50. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
  5. These shares were acquired upon the vesting of the Restricted Stock Award reported in Table II.