Filing Details
- Accession Number:
- 0001405086-13-000268
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-08 16:37:08
- Reporting Period:
- 2013-08-07
- Filing Date:
- 2013-08-08
- Accepted Time:
- 2013-08-08 16:37:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
716006 | Yrc Worldwide Inc. | YRCW | Trucking (No Local) (4213) | 480948788 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1259927 | Marc Lasry | C/O Avenue Capital 399 Park Avenue, 6Th Fl. New York NY 10022 | No | No | Yes | No | |
1317338 | Avenue Capital Management Ii, L.p. | 399 Park Avenue 6Th Fl New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-08-07 | 175,000 | $23.20 | 549,881 | No | 4 | P | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnotes |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | 10% Series A Convertible Senior Secured Notes due in 2015 | Acquisiton | 2013-08-07 | 4,000,000 | $3,860,000.00 | 117,627 | $34.01 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
852,255 | 2013-07-22 | 2015-03-31 | No | 4 | P | Indirect |
Footnotes
- The shares of Common Stock (the "Common Stock") of YRC Worldwide Inc. (the "Issuer") are held directly by Avenue Investments, L.P., a Delaware limited partnership, Avenue Special Situations Fund VI (Master), L.P., a Delaware limited partnership, Avenue International Master, L.P., a Cayman Islands exempted limited partnership and Managed Accounts Master Fund Services - MAP 10 (collectively, the "Investing Funds"). Avenue Partners, LLC is the General Partner of Avenue Investments, L.P. and a shareholder of Avenue International Master GenPar, Ltd. Avenue Capital Partners VI, LLC, a Delaware limited liability company, is the General Partner of Avenue Special Situations Fund VI (Master), L.P. GL Partners VI, LLC, a Delaware limited liability company, is the Managing Member of Avenue Capital Partners VI, LLC. (See Footnote No. 2 for continuation.)
- (Continuation of Footnote No. 1) Avenue International Master GenPar, Ltd., a Cayman Islands exempted company, is the General Partner of Avenue International Master, L.P. Avenue Capital Management II, L.P., a Delaware limited partnership ("Avenue Capital Management"), is an investment adviser to each of the Investing Funds. Avenue Capital Management II GenPar, LLC, a Delaware limited liability company, is the General Partner of Avenue Capital Management. Marc Lasry is the Managing Member of GL Partners VI, LLC, Avenue Partners, LLC and Avenue Capital Management II GenPar, LLC. Marc Lasry is deemed to be the indirect beneficial owner of the securities reported by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended) is a fractional interest in such amount.
- The filing of this Form 4 shall not be construed as an admission that Avenue Capital Management or Marc Lasry (together, the "Controlling Persons") is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, 10% Series A Convertible Senior Secured Notes due in 2015 of the Issuer ("Series A Notes") or 10% Series B Convertible Senior Secured Notes due in 2015 of the Issuer ("Series B Notes") held by the Investing Funds. Pursuant to Rule 16a-1, the Controlling Persons disclaim such beneficial ownership except to the extent of their pecuniary interest therein.
- The Series A Notes are held directly by the Investing Funds. See Footnotes (1), (2) and (3).