Filing Details
- Accession Number:
- 0001412665-13-000076
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-08 16:16:41
- Reporting Period:
- 2013-08-08
- Filing Date:
- 2013-08-08
- Accepted Time:
- 2013-08-08 16:16:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1412665 | Midwestone Financial Group Inc. | MOFG | State Commercial Banks (6022) | 421206172 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1254732 | P John Pothoven | 102 S. Clinton Street P.o. Box 1700 Iowa City IA 52244-1700 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-08-08 | 300 | $26.31 | 52,405 | No | 4 | S | Indirect | By IRA |
Common Stock | Disposition | 2013-08-08 | 100 | $26.28 | 52,305 | No | 4 | S | Indirect | By IRA |
Common Stock | Disposition | 2013-08-08 | 100 | $26.27 | 52,205 | No | 4 | S | Indirect | By IRA |
Common Stock | Disposition | 2013-08-08 | 100 | $26.10 | 52,105 | No | 4 | S | Indirect | By IRA |
Common Stock | Disposition | 2013-08-08 | 100 | $26.05 | 52,005 | No | 4 | S | Indirect | By IRA |
Common Stock | Disposition | 2013-08-08 | 800 | $26.00 | 51,205 | No | 4 | S | Indirect | By IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By IRA |
No | 4 | S | Indirect | By IRA |
No | 4 | S | Indirect | By IRA |
No | 4 | S | Indirect | By IRA |
No | 4 | S | Indirect | By IRA |
No | 4 | S | Indirect | By IRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 27,754 | Direct | |
Common Stock | 300 | Indirect | Self/UTMA Custodian Minor Grandchild |
Common Stock | 3,172 | Indirect | By Spouse |
Common Stock | 1,226 | Indirect | By Spouse's ESOP |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $9.34 | 2010-01-22 | 2019-01-22 | 500 | 500 | Indirect |
Common Stock | Stock Option (Right to Buy) | $16.69 | 2009-04-01 | 2018-04-01 | 500 | 500 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2019-01-22 | 500 | 500 | Indirect |
2018-04-01 | 500 | 500 | Indirect |
Footnotes
- Registered to self as custodian for minor grandchild under Uniform Transfers to Minors Act. The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
- Reflects MidWestOne Financial Group, Inc. ESOP allocation of 10 shares to spouse's account that occurred since the date of the reporting person's last ownership report.