Filing Details
- Accession Number:
- 0000754673-13-000054
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-08 13:46:12
- Reporting Period:
- 2013-08-06
- Filing Date:
- 2013-08-08
- Accepted Time:
- 2013-08-08 13:46:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 754673 | Suffolk Bancorp | SUBK | National Commercial Banks (6021) | 112708279 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1242319 | C Howard Bluver | C/O Suffolk Bancorp 4 West Second Street, Po Box 9000 Riverhead NY 11901 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Suffolk Bancorp Common Stock | Acquisiton | 2013-08-07 | 3,000 | $18.15 | 28,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Suffolk Bancorp Common Stock | Suffolk Bancorp Option | Acquisiton | 2013-08-06 | 6,667 | $0.00 | 6,667 | $18.14 |
| Suffolk Bancorp Common Stock | Suffolk Bancorp Option | Acquisiton | 2013-08-06 | 6,667 | $0.00 | 6,667 | $18.14 |
| Suffolk Bancorp Common Stock | Suffolk Bancorp Option | Acquisiton | 2013-08-06 | 6,666 | $0.00 | 6,666 | $18.14 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,667 | 2014-08-06 | 2023-08-06 | No | 4 | A | Direct |
| 6,667 | 2015-08-06 | 2023-08-06 | No | 4 | A | Direct |
| 6,666 | 2016-08-06 | 2023-08-06 | No | 4 | A | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Suffolk Bancorp Common Stock | Suffolk Bancorp Option | $10.79 | 2014-12-30 | 2021-12-30 | 6,667 | 6,667 | Direct |
| Suffolk Bancorp Common Stock | Suffolk Bancorp Option | $10.79 | 2015-12-30 | 2021-12-30 | 6,667 | 6,667 | Direct |
| Suffolk Bancorp Common Stock | Suffolk Bancorp Option | $10.79 | 2016-12-30 | 2021-12-30 | 6,666 | 6,666 | Direct |
| Suffolk Bancorp Common Stock | Suffolk Bancorp Option | $10.79 | 2014-12-30 | 2021-12-30 | 10,000 | 10,000 | Direct |
| Suffolk Bancorp Common Stock | Suffolk Bancorp Option | $10.79 | 2015-12-30 | 2021-12-30 | 10,000 | 10,000 | Direct |
| Suffolk Bancorp Common Stock | Suffolk Bancorp Option | $10.79 | 2016-12-30 | 2021-12-30 | 10,000 | 10,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-12-30 | 6,667 | 6,667 | Direct |
| 2021-12-30 | 6,667 | 6,667 | Direct |
| 2021-12-30 | 6,666 | 6,666 | Direct |
| 2021-12-30 | 10,000 | 10,000 | Direct |
| 2021-12-30 | 10,000 | 10,000 | Direct |
| 2021-12-30 | 10,000 | 10,000 | Direct |
Footnotes
- Inducement Award
Billionaire Hedge Funds
