Filing Details
- Accession Number:
- 0001213900-13-004028
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-08 08:44:24
- Reporting Period:
- 2013-06-25
- Filing Date:
- 2013-08-08
- Accepted Time:
- 2013-08-08 08:44:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1128725 | Intercloud Systems Inc. | ICLD | Services-Business Services, Nec (7389) | 650963722 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1085953 | E/Nj Mark Munro | 1100 First Ave Spring Lake NJ 07762 | Chairman And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-06-25 | 440,825 | $0.00 | 443,790 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2013-06-25 | 171,775 | $0.00 | 171,775 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-06-25 | 65,724 | $0.00 | 65,724 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-08-06 | 3,992 | $0.00 | 69,716 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-07-23 | 125 | $7.76 | 125 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-07-24 | 125 | $8.00 | 250 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-07-25 | 250 | $8.00 | 500 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-07-26 | 400 | $8.35 | 900 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-07-29 | 250 | $9.00 | 1,150 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-07-30 | 625 | $9.81 | 1,775 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-07-31 | 850 | $10.61 | 2,625 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-08-01 | 1,924 | $9.35 | 4,549 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-08-02 | 120 | $11.83 | 4,669 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-08-06 | 100 | $10.99 | 4,769 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Convertible Preferred Stock | Disposition | 2013-06-25 | 7,899 | $0.00 | 440,825 | $0.00 |
Common Stock | Series B Convertible Preferred Stock | Disposition | 2013-06-25 | 2,105 | $0.00 | 171,775 | $0.00 |
Common Stock | Series C Convertible Preferred Stock | Disposition | 2013-06-25 | 75 | $0.00 | 65,724 | $0.00 |
Common Stock | Series E Convertible Preferred Stock | Disposition | 2013-08-06 | 25 | $0.00 | 3,992 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Warrant to purchase Common Stock | $500.00 | 2012-09-18 | 2014-09-18 | 2,014 | 2,014 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2014-09-18 | 2,014 | 2,014 | Indirect |
Footnotes
- On June 25, 2013, the Reporting Person converted 7,899 shares of Series B Convertible Preferred Stock, par value $0.0001 per share, of the Issuer ("Series B Preferred Stock") into 440,825 shares of common stock, par value $0.0001 per share, of the Issuer ("Common Stock"). Each share of Series B Preferred Stock was convertible into such number of shares of Common Stock equal to 0.00134% of the outstanding shares of Common Stock on a fully-diluted basis at the time of conversion.
- On June 25, 2013, Mark Munro IRA converted 2,105 shares of Series B Preferred Stock into 171,775 shares of Common Stock. Each share of Series B Preferred Stock was convertible into such number of shares of Common Stock equal to 0.025% of the outstanding shares of Common Stock on a fully-diluted basis at the time of conversion. The Reporting Person beneficially owns the shares held by Mark Munro IRA.
- On June 25, 2013, 1112 Third Avenue Corp. converted 75 shares of Series C Convertible Preferred Stock, par value $0.001 per shares ("Series C Preferred Stock"), into 65,724 shares of Common Stock. Each share of Series C Preferred Stock was convertible into such number of shares of Common Stock equal to 0.00134% of the outstanding shares of Common Stock on a fully-diluted basis at the time of conversion. The Reporting Person has voting and investment power over the shares owned by 1112 Third Avenue Corp.
- On August 6, 2013, 1112 Third Avenue Corp. converted 25 shares of Series E Convertible Preferred Stock, par value $0.001 per shares ("Series E Preferred Stock"), into 3,992 shares of Common Stock. All outstanding shares of Series E Preferred Stock were convertible in the aggregate into such number of shares of Common Stock equal to 9.8% of the outstanding shares of Common Stock at the time of conversion on a fully-diluted basis. The Reporting Person has voting and investment power over the shares owned by 1112 Third Avenue Corp.
- Represents shares of Common Stock owned of record by MMD Genesis LLC. The Reporting Person, Mark Durfee and Douglass Shooker share voting and investment power of over these shares. The Reporting Person disclaims beneficial ownership of these securities except to the extend of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- Represents the weighted average purchase price of the shares of Common Stock purchased on such trading day.
- Represents a warrant owned by 1112 Third Avenue Corp, exercisable for a number of shares of Common Stock equal to approximately 0.000367% of the outstanding shares of Common Stock on a fully-diluted basis as of the exercise date, at an exercise price of $500.00 per share. As of the date of this report, the warrant is exercisable for 2,014 shares of Common Stock. The Reporting Person has voting and investment power over the shares owned by 1112 Third Avenue Corp.