Filing Details

Accession Number:
0001213900-13-004028
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-08 08:44:24
Reporting Period:
2013-06-25
Filing Date:
2013-08-08
Accepted Time:
2013-08-08 08:44:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1128725 Intercloud Systems Inc. ICLD Services-Business Services, Nec (7389) 650963722
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1085953 E/Nj Mark Munro 1100 First Ave
Spring Lake NJ 07762
Chairman And Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-06-25 440,825 $0.00 443,790 No 4 C Direct
Common Stock Acquisiton 2013-06-25 171,775 $0.00 171,775 No 4 C Indirect See Footnote
Common Stock Acquisiton 2013-06-25 65,724 $0.00 65,724 No 4 C Indirect See Footnote
Common Stock Acquisiton 2013-08-06 3,992 $0.00 69,716 No 4 C Indirect See Footnote
Common Stock Acquisiton 2013-07-23 125 $7.76 125 No 4 P Indirect See Footnote
Common Stock Acquisiton 2013-07-24 125 $8.00 250 No 4 P Indirect See Footnote
Common Stock Acquisiton 2013-07-25 250 $8.00 500 No 4 P Indirect See Footnote
Common Stock Acquisiton 2013-07-26 400 $8.35 900 No 4 P Indirect See Footnote
Common Stock Acquisiton 2013-07-29 250 $9.00 1,150 No 4 P Indirect See Footnote
Common Stock Acquisiton 2013-07-30 625 $9.81 1,775 No 4 P Indirect See Footnote
Common Stock Acquisiton 2013-07-31 850 $10.61 2,625 No 4 P Indirect See Footnote
Common Stock Acquisiton 2013-08-01 1,924 $9.35 4,549 No 4 P Indirect See Footnote
Common Stock Acquisiton 2013-08-02 120 $11.83 4,669 No 4 P Indirect See Footnote
Common Stock Acquisiton 2013-08-06 100 $10.99 4,769 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 C Indirect See Footnote
No 4 C Indirect See Footnote
No 4 C Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series B Convertible Preferred Stock Disposition 2013-06-25 7,899 $0.00 440,825 $0.00
Common Stock Series B Convertible Preferred Stock Disposition 2013-06-25 2,105 $0.00 171,775 $0.00
Common Stock Series C Convertible Preferred Stock Disposition 2013-06-25 75 $0.00 65,724 $0.00
Common Stock Series E Convertible Preferred Stock Disposition 2013-08-06 25 $0.00 3,992 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Warrant to purchase Common Stock $500.00 2012-09-18 2014-09-18 2,014 2,014 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-09-18 2,014 2,014 Indirect
Footnotes
  1. On June 25, 2013, the Reporting Person converted 7,899 shares of Series B Convertible Preferred Stock, par value $0.0001 per share, of the Issuer ("Series B Preferred Stock") into 440,825 shares of common stock, par value $0.0001 per share, of the Issuer ("Common Stock"). Each share of Series B Preferred Stock was convertible into such number of shares of Common Stock equal to 0.00134% of the outstanding shares of Common Stock on a fully-diluted basis at the time of conversion.
  2. On June 25, 2013, Mark Munro IRA converted 2,105 shares of Series B Preferred Stock into 171,775 shares of Common Stock. Each share of Series B Preferred Stock was convertible into such number of shares of Common Stock equal to 0.025% of the outstanding shares of Common Stock on a fully-diluted basis at the time of conversion. The Reporting Person beneficially owns the shares held by Mark Munro IRA.
  3. On June 25, 2013, 1112 Third Avenue Corp. converted 75 shares of Series C Convertible Preferred Stock, par value $0.001 per shares ("Series C Preferred Stock"), into 65,724 shares of Common Stock. Each share of Series C Preferred Stock was convertible into such number of shares of Common Stock equal to 0.00134% of the outstanding shares of Common Stock on a fully-diluted basis at the time of conversion. The Reporting Person has voting and investment power over the shares owned by 1112 Third Avenue Corp.
  4. On August 6, 2013, 1112 Third Avenue Corp. converted 25 shares of Series E Convertible Preferred Stock, par value $0.001 per shares ("Series E Preferred Stock"), into 3,992 shares of Common Stock. All outstanding shares of Series E Preferred Stock were convertible in the aggregate into such number of shares of Common Stock equal to 9.8% of the outstanding shares of Common Stock at the time of conversion on a fully-diluted basis. The Reporting Person has voting and investment power over the shares owned by 1112 Third Avenue Corp.
  5. Represents shares of Common Stock owned of record by MMD Genesis LLC. The Reporting Person, Mark Durfee and Douglass Shooker share voting and investment power of over these shares. The Reporting Person disclaims beneficial ownership of these securities except to the extend of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
  6. Represents the weighted average purchase price of the shares of Common Stock purchased on such trading day.
  7. Represents a warrant owned by 1112 Third Avenue Corp, exercisable for a number of shares of Common Stock equal to approximately 0.000367% of the outstanding shares of Common Stock on a fully-diluted basis as of the exercise date, at an exercise price of $500.00 per share. As of the date of this report, the warrant is exercisable for 2,014 shares of Common Stock. The Reporting Person has voting and investment power over the shares owned by 1112 Third Avenue Corp.