Filing Details
- Accession Number:
- 0001213900-13-004011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-07 21:58:57
- Reporting Period:
- 2013-06-25
- Filing Date:
- 2013-08-07
- Accepted Time:
- 2013-08-07 21:58:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1128725 | Intercloud Systems Inc. | ICLD | Services-Business Services, Nec (7389) | 650963722 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1525118 | Mark Durfee | 717 Barrister Court Franklin NJ 07417 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-06-25 | 827,216 | $0.00 | 827,216 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-07-23 | 125 | $8.00 | 125 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-07-24 | 125 | $8.00 | 250 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-07-25 | 250 | $8.00 | 500 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-07-26 | 400 | $8.35 | 900 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-07-29 | 250 | $9.00 | 1,150 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-07-30 | 625 | $9.81 | 1,775 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-07-31 | 850 | $10.61 | 2,625 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-08-01 | 1,924 | $9.35 | 4,549 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-08-02 | 120 | $11.83 | 4,669 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-08-06 | 100 | $10.99 | 4,769 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Convertible Preferred Stock | Disposition | 2013-06-25 | 12,566 | $0.00 | 827,216 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 6,749 | Direct |
Footnotes
- On June 25, 2013, Pascack Road LLC converted 12,566 shares of Series B Convertible Preferred Stock, par value $0.0001 per share, of the Issuer ("Series B Preferred Stock") into 827,216 shares of common stock, par value $0.0001 per share, of the Issuer ("Common Stock"). Each share of Series B Preferred Stock was convertible into such number of shares of Common Stock equal to 0.00134% of the outstanding shares of Common Stock on a fully-diluted basis at the time of conversion. The Reporting Person has voting and investment power of the shares held by Pascack Road LLC.
- Represents shares of Common Stock owned of record by MMD Genesis LLC. The Reporting Person, Mark Munro and Douglass Shooker share voting and investment power of over these shares. The Reporting Person disclaims beneficial ownership of these securities except to the extend of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- Represents the weighted average purchase price of the shares of Common Stock purchased on such trading day.