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Home > Insider Trading > Filing (0001144204-13-043738)

Filing Details

Accession Number:: 0001144204-13-043738
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-08-07 21:31:10
Reporting Period:: 2013-08-07

Filing Date:: 2013-08-07
Accepted Time:: 2013-08-07 21:31:10
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1568832	Rcs Capital Corp	RCAP	Security Brokers, Dealers & Flotation Companies (6211)	383894716

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1490448	Jr. M Edward Weil	C/O Rcs Capital Corporation 405 Park Ave., 15Th Floor New York NY 10022	President, Treas & Secretary	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2013-08-07	100	$15.79	100	No	4	P	Direct
Class A Common Stock	Acquisiton	2013-08-07	500	$15.80	600	No	4	P	Direct
Class A Common Stock	Acquisiton	2013-08-07	200	$15.89	800	No	4	P	Direct
Class A Common Stock	Acquisiton	2013-08-07	200	$15.90	1,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	49,500	Indirect	See footnote
Class B Common Stock	24,000,000	Indirect	See footnote

Footnotes

Held by RCAP Holdings, LLC. The reporting person directly or indirectly owns equity interest in RCAP Holdings, LLC. The reporting person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.