Filing Details
- Accession Number:
- 0001352027-13-000026
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-07 21:07:03
- Reporting Period:
- 2013-08-05
- Filing Date:
- 2013-08-07
- Accepted Time:
- 2013-08-07 21:07:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 718877 | Activision Blizzard Inc. | ATVI | Services-Prepackaged Software (7372) | 954803544 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1348769 | G Stephen Wereb | C/O Activision Publishing, Inc. 3100 Ocean Park Boulevard Santa Monica CA 90405 | Principal Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.000001 Per Share | Disposition | 2013-08-05 | 30,478 | $17.75 | 83,421 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.000001 Per Share | Disposition | 2013-08-05 | 14,564 | $17.73 | 68,857 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.000001 Per Share | Acquisiton | 2013-08-07 | 103,334 | $11.88 | 172,191 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.000001 Per Share | Disposition | 2013-08-07 | 103,334 | $17.46 | 68,857 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.000001 Per Share | Acquisiton | 2013-08-07 | 20,000 | $10.38 | 88,857 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.000001 Per Share | Disposition | 2013-08-07 | 20,000 | $17.46 | 68,857 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.000001 Per Share | Acquisiton | 2013-08-07 | 17,500 | $10.47 | 86,357 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.000001 Per Share | Disposition | 2013-08-07 | 17,500 | $17.46 | 68,857 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.000001 Per Share | Employee Stock Options | Disposition | 2013-08-07 | 103,334 | $0.00 | 103,334 | $11.88 |
| Common Stock, Par Value $0.000001 Per Share | Employee Stock Options | Disposition | 2013-08-07 | 20,000 | $0.00 | 20,000 | $10.38 |
| Common Stock, Par Value $0.000001 Per Share | Employee Stock Options | Disposition | 2013-08-07 | 17,500 | $0.00 | 17,500 | $10.47 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 51,666 | 2020-11-08 | No | 4 | M | Direct | |
| 0 | 2017-11-15 | No | 4 | M | Direct | |
| 0 | 2018-11-17 | No | 4 | M | Direct |
Footnotes
- The price in column 4 is a weighted average price. The prices actually received for the stock ranged from $17.73 to $17.76 per share. Mr. Wereb has provided the Company, and upon request, will provide any security holder of the Company or the SEC staff, with information regarding the number of shares sold at each price within that range.
- The price in column 4 is a weighted average price. The prices actually received for the stock ranged from $17.73 to $17.731 per share. Mr. Wereb has provided the Company, and upon request, will provide any security holder of the Company or the SEC staff, with information regarding the number of shares sold at each price within that range.
- The price in column 4 is a weighted average price. The prices actually received for the stock ranged from $17.38 to $17.62 per share. Mr. Wereb has provided the Company, and upon request, will provide any security holder of the Company or the SEC staff, with information regarding the number of shares sold at each price within that range.
- Following the transactions reported on this Form 4, Mr. Wereb held 68,857 restricted stock units, each representing the right to receive one share of the Company's common stock.
- One-half of these exercised options to purchase shares of the Company's common stock vested, and were exercisable, on each of June 29, 2012 and June 29, 2013. The remaning 51,666 options in the grant vest on June 29, 2014.
- These options to purchase shares of the Company's common stock were exercisable in full as of November 15, 2010.
- These options to purchase shares of the Company's common stock were exercisable in full as of November 17, 2011.
Billionaire Hedge Funds
