Filing Details
- Accession Number:
- 0000950142-13-001772
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-07 17:37:17
- Reporting Period:
- 2013-08-05
- Filing Date:
- 2013-08-07
- Accepted Time:
- 2013-08-07 17:37:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1297989 | Exlservice Holdings Inc. | EXLS | Services-Business Services, Nec (7389) | 820572194 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1373629 | Amit Shashank | 280 Park Avenue New York NY 10017 | Evp & Gen. Counsel/Corp. Sec'y | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-08-05 | 30,000 | $8.75 | 42,984 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2013-08-05 | 30,000 | $28.32 | 12,984 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-08-06 | 5,500 | $8.75 | 18,484 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2013-08-06 | 5,500 | $28.42 | 12,984 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-08-06 | 8,000 | $13.50 | 20,984 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2013-08-06 | 8,000 | $28.42 | 12,984 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-08-06 | 2,730 | $19.76 | 15,714 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2013-08-06 | 2,730 | $28.42 | 12,984 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-08-06 | 910 | $24.77 | 13,894 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2013-08-06 | 910 | $28.42 | 12,984 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2013-08-06 | 2,860 | $28.42 | 10,124 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Employee Stock Options (right to buy) | Disposition | 2013-08-05 | 30,000 | $0.00 | 30,000 | $8.75 |
| Common Stock, Par Value $0.001 Per Share | Employee Stock Options (right to buy) | Disposition | 2013-08-06 | 5,500 | $0.00 | 5,500 | $8.75 |
| Common Stock, Par Value $0.001 Per Share | Employee Stock Options (right to buy) | Disposition | 2013-08-06 | 8,000 | $0.00 | 8,000 | $13.50 |
| Common Stock, Par Value $0.001 Per Share | Employee Stock Options (right to buy) | Disposition | 2013-08-06 | 2,730 | $0.00 | 2,730 | $19.76 |
| Common Stock, Par Value $0.001 Per Share | Employee Stock Options (right to buy) | Disposition | 2013-08-06 | 910 | $0.00 | 910 | $24.77 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,500 | 2019-02-10 | No | 4 | M | Direct | |
| 0 | 2019-02-10 | No | 4 | M | Direct | |
| 0 | 2010-10-19 | 2016-10-18 | No | 4 | M | Direct |
| 0 | 2021-02-03 | No | 4 | M | Direct | |
| 0 | 2013-02-07 | 2022-02-07 | No | 4 | M | Direct |
Footnotes
- On August 5, 2013 the reporting person exercised previously issued options to purchase an aggregate of 30,000 shares of common stock of ExlService Holdings, Inc.
- This transaction was executed in multiple trades at prices ranging from $28.20 to $28.32 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- These options, representing a right to purchase a total of 35,500 shares, became exercisable as follows: (i) 4,000 options became exercisable on February 10, 2011; (ii) 13,500 options became exercisable on February 10, 2012; and (iii) 18,000 options became exercisable on February 10, 2013.
- On August 6, 2013 the reporting person exercised previously issued options to purchase an aggregate of 17,140 shares of common stock of ExlService Holdings, Inc.
- This transaction was executed in multiple trades at prices ranging from $28.40 to $28.50 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- These options, representing a right to purchase a total of 2,730 shares, became exercisable as follows: (i) 910 options became exercisable on February 3, 2012; and (ii) 1,820 options became exercisable on February 3, 2013.
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