Filing Details

Accession Number:
0000880177-13-000123
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-07 17:15:59
Reporting Period:
2013-08-05
Filing Date:
2013-08-07
Accepted Time:
2013-08-07 17:15:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
880177 Peregrine Semiconductor Corp PSMI Semiconductors & Related Devices (3674) 860652659
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1551315 James Cable C/O Peregrine Semiconductor Corporation
9380 Carroll Park Drive
San Diego CA 92121
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-08-05 8,174 $0.73 98,248 No 4 M Direct
Common Stock Acquisiton 2013-08-05 3,269 $0.73 101,517 No 4 M Direct
Common Stock Disposition 2013-08-05 11,443 $11.12 90,074 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-08-05 8,174 $0.00 8,174 $0.73
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-08-05 3,269 $0.00 3,269 $0.73
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-04-02 No 4 M Direct
11,444 2014-04-02 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2013. The reporting person's sales of PSMI common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 6,000 shares, with the reporting person's purchase of 6,000 shares of PSMI common stock on March 15, 2013. The reporting person has agreed to pay to Peregrine Semiconductor the full amount of the profit realized in connection with the short-swing transaction, less transaction costs.
  2. The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.04 to $11.21, inclusive.
  3. Subject to continuous service, this option was fully exercisable at grant and was subject to a vesting schedule that lapsed with respect to 7,220 shares on April 2, 2004 and the remaining shares vested in seven successive equal monthly installments from April 2, 2004.
  4. Subject to continuous service, this option was fully vested and exercisable on April 2, 2004.