Filing Details
- Accession Number:
- 0000880177-13-000123
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-07 17:15:59
- Reporting Period:
- 2013-08-05
- Filing Date:
- 2013-08-07
- Accepted Time:
- 2013-08-07 17:15:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
880177 | Peregrine Semiconductor Corp | PSMI | Semiconductors & Related Devices (3674) | 860652659 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1551315 | James Cable | C/O Peregrine Semiconductor Corporation 9380 Carroll Park Drive San Diego CA 92121 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-08-05 | 8,174 | $0.73 | 98,248 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-08-05 | 3,269 | $0.73 | 101,517 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-08-05 | 11,443 | $11.12 | 90,074 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-08-05 | 8,174 | $0.00 | 8,174 | $0.73 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-08-05 | 3,269 | $0.00 | 3,269 | $0.73 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-04-02 | No | 4 | M | Direct | |
11,444 | 2014-04-02 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2013. The reporting person's sales of PSMI common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 6,000 shares, with the reporting person's purchase of 6,000 shares of PSMI common stock on March 15, 2013. The reporting person has agreed to pay to Peregrine Semiconductor the full amount of the profit realized in connection with the short-swing transaction, less transaction costs.
- The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.04 to $11.21, inclusive.
- Subject to continuous service, this option was fully exercisable at grant and was subject to a vesting schedule that lapsed with respect to 7,220 shares on April 2, 2004 and the remaining shares vested in seven successive equal monthly installments from April 2, 2004.
- Subject to continuous service, this option was fully vested and exercisable on April 2, 2004.