Filing Details
- Accession Number:
- 0001209191-13-039723
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-07 17:07:27
- Reporting Period:
- 2013-08-05
- Filing Date:
- 2013-08-07
- Accepted Time:
- 2013-08-07 17:07:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1280784 | Hercules Technology Growth Capital Inc | HTGC | () | 743113410 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1207407 | P Robert Badavas | C/O Hercules Technology Growth Capital, 400 Hamilton Ave., Suite 310 Palo Alto CA 94301 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-08-05 | 3,445 | $14.51 | 115,578 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2013-08-06 | 5,000 | $14.63 | 122,960 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | P | Direct |
Footnotes
- Shares issued based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the company.
- Includes 2,382 shares acquired through the Hercules Technology Growth Capital, Inc.'s Dividend Reinvestment Plan.
Billionaire Hedge Funds
