Filing Details
- Accession Number:
- 0001181431-13-043337
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-07 16:30:30
- Reporting Period:
- 2013-08-05
- Filing Date:
- 2013-08-07
- Accepted Time:
- 2013-08-07 16:30:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 906709 | Nektar Therapeutics | NKTR | Pharmaceutical Preparations (2834) | 943134940 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 936728 | A Roy Whitfield | C/O Nektar Therapeutics 455 Mission Bay Boulevard South San Carlos CA 94158 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-08-05 | 12,500 | $11.41 | 32,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-05 | 12,500 | $12.41 | 20,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2013-08-05 | 12,500 | $0.00 | 12,500 | $11.41 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-09-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 20,000 | Indirect | by Family Trust |
Footnotes
- This transaction was made pursuant to a Rule 10b5-1 trading plan and the stock options exercised were scheduled to expire within 30 days of the date of this transaction.
- This holding represents a gift of shares by Mr. Whitfield to a trust for the benefit of Mr. Whitfield's children. Mr. Whitfield is the sole trustee of this trust.
- This stock option vests in equal monthly installments over one year commencing on September 4, 2003.
Billionaire Hedge Funds
