Filing Details
- Accession Number:
- 0001209191-13-039693
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-07 16:24:44
- Reporting Period:
- 2012-12-20
- Filing Date:
- 2013-08-07
- Accepted Time:
- 2013-08-07 16:24:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1339947 | Viacom Inc. | VIA, VIAB | Cable & Other Pay Television Services (4841) | 203515052 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1208414 | E Thomas Dooley | 1515 Broadway New York NY 10036 | Sevp, Coo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class B Common Stock | Disposition | 2012-12-20 | 93,598 | $0.00 | 682,798 | No | 5 | G | Direct | |
Class B Common Stock | Acquisiton | 2013-08-05 | 174,500 | $34.46 | 684,708 | No | 4 | M | Direct | |
Class B Common Stock | Disposition | 2013-08-05 | 174,500 | $78.82 | 510,208 | No | 4 | S | Direct | |
Class B Common Stock | Acquisiton | 2013-08-06 | 419,301 | $34.46 | 929,509 | No | 4 | M | Direct | |
Class B Common Stock | Disposition | 2013-08-06 | 419,301 | $78.81 | 510,208 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class B Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-08-05 | 174,500 | $0.00 | 174,500 | $34.46 |
Class B Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-08-06 | 419,301 | $0.00 | 419,301 | $34.46 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,119,301 | 2014-09-08 | No | 4 | M | Direct | |
700,000 | 2014-09-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class B Common Stock | 206,200 | Indirect | By 2013 GRAT |
Class B Common Stock | 953 | Indirect | By 401(k) |
Footnotes
- Bona fide gift by the Reporting Person for no consideration.
- Includes 33,610 shares that were previously reported as indirectly held by the Reporting Person's grantor retained annuity trust ("GRAT") formed May 26, 2011. Excludes 206,200 shares that were previously reported as directly held by the Reporting Person, which have been transferred to the Reporting Person's GRAT formed July 31, 2013 (see footnote 5).
- The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $78.75 to $78.90, inclusive. The Reporting Person undertakes to provide to the staff of the Securities and Exchange Commission, the Issuer or a stockholder of the Issuer, upon request, full information regarding the number of shares sold at each separate price.
- The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $78.75 to $79.00, inclusive. The Reporting Person undertakes to provide to the staff of the Securities and Exchange Commission, the Issuer or a stockholder of the Issuer, upon request, full information regarding the number of shares sold at each separate price.
- These shares, which were previously reported as directly held, have been contributed by the Reporting Person to his GRAT formed July 31, 2013.
- Granted under the Viacom Inc. 2006 Long-Term Management Incentive Plan for no consideration.
- Current.