Filing Details
- Accession Number:
- 0000820318-13-000026
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-07 15:21:17
- Reporting Period:
- 2013-08-05
- Filing Date:
- 2013-08-07
- Accepted Time:
- 2013-08-07 15:21:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 820318 | Ii-Vi Inc | IIVI | Optical Instruments & Lenses (3827) | 251214948 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 945117 | J Carl Johnson | 18 Windsor Ridge Frisco TX 75034 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-08-05 | 5,000 | $18.41 | 3,366,687 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-08-05 | 34,491 | $18.34 | 3,332,196 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-08-06 | 22,800 | $18.18 | 3,309,396 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,454,128 | Indirect | By Spouse |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on May 16, 2013.
- Represents the weighted average of multiple sales transactions ranging in price from $18.26 to $18.465. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- Represents the weighted average of multiple sales transactions ranging in price from $18.20 to $18.50. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- Represents the weighted average of multiple sales transactions ranging in price from $18.07 to $18.31. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- The reporting person disclaims beneficial ownership of share owned by his spouse.
Billionaire Hedge Funds
