Filing Details
- Accession Number:
- 0001523711-13-000068
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-07 14:43:49
- Reporting Period:
- 2013-08-06
- Filing Date:
- 2013-08-07
- Accepted Time:
- 2013-08-07 14:43:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
63276 | Mattel Inc | MAT | Dolls & Stuffed Toys (3942) | 951567322 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1279654 | Scott Herbert Topham | Mattel, Inc. 333 Continental Boulevard El Segundo CA 90245 | Svp And Corporate Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-08-06 | 15,359 | $26.38 | 18,915 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-08-06 | 15,359 | $42.62 | 3,556 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-08-06 | 9,623 | $21.50 | 13,179 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-08-06 | 9,623 | $42.62 | 3,556 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-08-06 | 3,556 | $42.62 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option - Rght to Buy | Disposition | 2013-08-06 | 15,359 | $0.00 | 15,359 | $26.38 |
Common Stock | Employee Stock Option - Rght to Buy | Disposition | 2013-08-06 | 9,623 | $0.00 | 9,623 | $21.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
7,679 | 2013-08-01 | 2021-08-01 | No | 4 | M | Direct |
0 | 2013-08-02 | 2020-08-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,134 | Indirect | In 401(k) |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $42.55 to $42.71. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.
- As of August 6, 2013, the reporting person had a balance of $48,335.47 in the Mattel Stock Fund of Mattel's 401(k) Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.