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Home > Insider Trading > Filing (0001206774-13-002698)

Filing Details

Accession Number:: 0001206774-13-002698
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-08-07 10:00:16
Reporting Period:: 2013-08-05

Filing Date:: 2013-08-07
Accepted Time:: 2013-08-07 10:00:16
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1122342	Alliance Fiber Optic Products Inc	AFOP	Semiconductors & Related Devices (3674)	770554122

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1247278	A David Hubbard	C/O Alliance Fiber Optic Products, Inc. 275 Gibraltar Drive Sunnyvale CA 94089	Exec Vice Pres, Sales And Mktg	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2013-08-05	20,000	$33.03	50,477	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common	Stock Option (Right to buy)	Acquisiton	2013-08-05	20,000	$10.10	20,000	$10.10

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
70,477	2007-11-27	2016-11-27	No	4	M	Direct

Footnotes

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2013. The price reported is the average sale price of sales ranging from $32.19 to $33.58 per share.
The total 50,477 shares of common stock included 33,000 shares restricted stock units which vest in two equal annual installments beginning on May 1, 2014.