Filing Details
- Accession Number:
- 0001209191-13-039590
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-07 09:29:40
- Reporting Period:
- 2013-08-05
- Filing Date:
- 2013-08-07
- Accepted Time:
- 2013-08-07 09:29:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1071625 | Dover Saddlery Inc | DOVR | Retail-Miscellaneous Shopping Goods Stores (5940) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1344340 | L Stephen Day | 525 Great Rd Littleton MA 01460 | Ceo, President & Treasurer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-08-05 | 10,576 | $1.36 | 612,100 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Incentice Stock Option (right to buy) | Disposition | 2013-08-05 | 10,576 | $1.36 | 10,576 | $1.36 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
49,819 | 2013-11-20 | No | 4 | C | Direct |
Footnotes
- Reflects total shares of common stock held by this reporting person, after exercising Incentive Stock Option to purchase a total of 10,576 shares of Common Stock, as reported in Table II.
- 13,220 Incentive Stock Options granted on 11/21/2008 and vest on anniversary date of grant at rate 20% per year for five years.
- Reflects total outstanding Incentive Stock Options held by this reporting person as of 8/5/2013. Together with Non-Qualified Stock Options the total stock options held by this reporting person as of 8/5/2013 equals 70,259.