Filing Details

Accession Number:
0001209191-13-039590
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-07 09:29:40
Reporting Period:
2013-08-05
Filing Date:
2013-08-07
Accepted Time:
2013-08-07 09:29:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1071625 Dover Saddlery Inc DOVR Retail-Miscellaneous Shopping Goods Stores (5940) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1344340 L Stephen Day 525 Great Rd
Littleton MA 01460
Ceo, President & Treasurer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-08-05 10,576 $1.36 612,100 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Incentice Stock Option (right to buy) Disposition 2013-08-05 10,576 $1.36 10,576 $1.36
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
49,819 2013-11-20 No 4 C Direct
Footnotes
  1. Reflects total shares of common stock held by this reporting person, after exercising Incentive Stock Option to purchase a total of 10,576 shares of Common Stock, as reported in Table II.
  2. 13,220 Incentive Stock Options granted on 11/21/2008 and vest on anniversary date of grant at rate 20% per year for five years.
  3. Reflects total outstanding Incentive Stock Options held by this reporting person as of 8/5/2013. Together with Non-Qualified Stock Options the total stock options held by this reporting person as of 8/5/2013 equals 70,259.