Filing Details
- Accession Number:
- 0001144204-13-043416
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-06 18:50:50
- Reporting Period:
- 2013-08-02
- Filing Date:
- 2013-08-06
- Accepted Time:
- 2013-08-06 18:50:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1316898 | Jamba Inc. | JMBA | Retail-Eating & Drinking Places (5810) | 202122262 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1280940 | D James White | 6475 Christie Avenue, Suite 150 Emeryville CA US 94608 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-08-02 | 1,000 | $3.00 | 42,388 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-02 | 1,000 | $15.00 | 41,388 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | STOCK OPTION | Disposition | 2013-08-02 | 1,000 | $0.00 | 1,000 | $3.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 298,000 | 2018-12-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 23,759 | Indirect | by IRA |
Footnotes
- The securities reported in this column consist of 20,000 restricted stock units which give the Reporting Person a contingent right to receive at a future date one share of JMBA common stock for each restricted stock unit held. Of the 20,000 restricted stock units, one-third will vest on each of 8/22/2013, 8/22/2014, and 8/22/2015.
- Sale of shares pursuant to Rule 10b5-1 Plan adopted on May 29, 2013.
- Vesting on the option commenced on December 1, 2008 and vested and became exercisable in equal installments on December 1, 2009, December 1, 2010, December 1, 2011, and December 1, 2012.
Billionaire Hedge Funds
