Filing Details
- Accession Number:
- 0001144204-13-043347
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-06 17:04:51
- Reporting Period:
- 2013-08-05
- Filing Date:
- 2013-08-06
- Accepted Time:
- 2013-08-06 17:04:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1295947 | Prestige Brands Holdings Inc. | PBH | Pharmaceutical Preparations (2834) | 201297589 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1489849 | Timothy Connors | 660 White Plains Rd. Tarrytown NY 10591 | Evp, Sales & Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2013-08-05 | 55,834 | $9.45 | 128,903 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2013-08-05 | 55,834 | $34.28 | 73,069 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2013-08-05 | 36,211 | $11.27 | 109,280 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2013-08-05 | 36,211 | $33.75 | 73,069 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-08-05 | 55,834 | $0.00 | 55,834 | $9.45 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-08-05 | 36,211 | $0.00 | 36,211 | $11.27 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5 | 2020-04-18 | No | 4 | M | Direct | |
| 35,677 | 2021-05-09 | No | 4 | M | Direct |
Footnotes
- Reflects the weighted average sale price. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- The range of prices for such transaction is $33.75 to $34.88.
- The range of prices for such transaction is $33.75 to $33.81
- The option vested in three equal annual installments beginning on April 19, 2011.
- The option vests in three approximately equal annual installments beginning on May 10, 2012.
Billionaire Hedge Funds
