Filing Details

Accession Number:
0001209191-13-039432
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-06 16:41:13
Reporting Period:
2013-08-02
Filing Date:
2013-08-06
Accepted Time:
2013-08-06 16:41:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
49826 Illinois Tool Works Inc ITW General Industrial Machinery & Equipment (3560) 361258310
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1307581 Scott Ernest Santi Illinois Tool Works Inc.
3600 West Lake Avenue
Glenview IL 60026
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-08-02 46,250 $35.12 88,055 No 4 M Direct
Common Stock Disposition 2013-08-02 46,250 $75.00 41,805 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option Disposition 2013-08-02 46,250 $0.00 46,250 $35.12
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
46,250 2010-02-13 2019-02-13 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,398 Indirect See Footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option $48.51 2009-02-08 2018-02-08 80,000 80,000 Direct
Common Stock Employee Stock Option $43.64 2011-02-12 2020-02-12 148,154 148,154 Direct
Common Stock Employee Stock Option $55.81 2012-02-11 2021-02-11 101,297 101,297 Direct
Common Stock Performance Restricted Stock Unit (granted 02/11/2011) $0.00 13,438 13,438 Direct
Common Stock Employee Stock Option $55.71 2013-02-10 2022-02-10 108,885 108,885 Direct
Common Stock Performance Restricted Stock Unit (granted 02/10/2012) $0.00 13,463 13,463 Direct
Common Stock Performance Restricted Stock Unit (granted 2/15/2013) $0.00 35,573 35,573 Direct
Common Stock Employee Stock Option $63.25 2014-02-15 2023-02-15 305,188 305,188 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-02-08 80,000 80,000 Direct
2020-02-12 148,154 148,154 Direct
2021-02-11 101,297 101,297 Direct
13,438 13,438 Direct
2022-02-10 108,885 108,885 Direct
13,463 13,463 Direct
35,573 35,573 Direct
2023-02-15 305,188 305,188 Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person and approved by the Issuer effective May 14, 2013.
  2. Shares of common stock allocated to my account in the Illinois Tool Works Inc. Savings & Investment Plan---Information reported as of August 2, 2013.
  3. Options vest in four (4) equal annual installments beginning one year from date of grant.
  4. Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of the Company's common stock.
  5. Each PRSU vests 100% three years from the date of grant if performance goals are met.