Filing Details
- Accession Number:
- 0001209191-13-039415
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-06 16:15:26
- Reporting Period:
- 2013-08-02
- Filing Date:
- 2013-08-06
- Accepted Time:
- 2013-08-06 16:15:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1059556 | Moodys Corp | MCO | Services-Consumer Credit Reporting, Collection Agencies (7320) | 133998945 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1481153 | Robert Fauber | 7 World Trade Center, 250 Greenwich St. New York NY 10007 | Svp-Corporate Development | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-08-02 | 8,038 | $25.37 | 26,833 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-02 | 8,038 | $68.81 | 18,795 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-08-02 | 7,917 | $26.78 | 26,712 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-02 | 7,917 | $68.77 | 18,795 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-08-02 | 6,184 | $30.01 | 24,979 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-02 | 6,184 | $68.80 | 18,795 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee stock option (right to buy) | Disposition | 2013-08-02 | 8,038 | $0.00 | 8,038 | $25.37 |
| Common Stock | Employee stock option (right to buy) | Disposition | 2013-08-02 | 7,917 | $0.00 | 7,917 | $26.78 |
| Common Stock | Employee stock option (right to buy) | Disposition | 2013-08-02 | 6,184 | $0.00 | 6,184 | $30.01 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-02-10 | 2019-02-10 | No | 4 | M | Direct |
| 0 | 2011-02-09 | 2020-02-09 | No | 4 | M | Direct |
| 0 | 2012-02-08 | 2021-02-08 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $68.79 to $68.84. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $68.77 to $68.80. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $68.74 to $68.87. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- One fourth of options vest each year beginning with the date indicated.
Billionaire Hedge Funds
