Filing Details
- Accession Number:
- 0001225208-13-017368
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-06 16:03:28
- Reporting Period:
- 2013-08-02
- Filing Date:
- 2013-08-06
- Accepted Time:
- 2013-08-06 16:03:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1133421 | Northrop Grumman Corp | NOC | Search, Detection, Navagation, Guidance, Aeronautical Sys (3812) | 800640649 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1216503 | G Wesley Bush | 2980 Fairview Park Drive Falls Church VA 22042 | Chairman, Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-08-02 | 40,000 | $94.94 | 0 | No | 4 | S | Indirect | Held in Bush Trust No 1 2012 Irrevocable Trust |
| Common Stock | Disposition | 2013-08-02 | 40,000 | $94.94 | 0 | No | 4 | S | Indirect | Held in Bush Trust No 2 2012 Irrevocable Trust |
| Common Stock | Disposition | 2013-08-02 | 40,000 | $94.94 | 0 | No | 4 | S | Indirect | Held in Bush Trust No 3 2012 Irrevocable Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Held in Bush Trust No 1 2012 Irrevocable Trust |
| No | 4 | S | Indirect | Held in Bush Trust No 2 2012 Irrevocable Trust |
| No | 4 | S | Indirect | Held in Bush Trust No 3 2012 Irrevocable Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,140 | Indirect | Held in Northrop Grumman Savings & Investment Plan |
| Common Stock | 372,603 | Indirect | Held in WG&NF Bush Family Trust |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2013.
- Represents the weighted average sale price of $94.94 rounded to the nearest hundredth. The highest price at which the shares were sold was $96.10 and the lowest price at which the shares were sold was $93.43. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
- Held in the Northrop Grumman Savings and Investment Plan (the "Plan"), a qualified profit sharing plan, as of July 26, 2013. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a decrease in units attributable to an individual though no disposition occurred.
Billionaire Hedge Funds
