Filing Details
- Accession Number:
- 0001209191-13-039374
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-06 14:00:24
- Reporting Period:
- 2013-08-02
- Filing Date:
- 2013-08-06
- Accepted Time:
- 2013-08-06 14:00:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
915389 | Eastman Chemical Co | EMN | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 621539359 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1358251 | Carter Ronald Lindsay | 200 S. Wilcox Drive Kingsport TN 37660 | Exec. Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-08-02 | 25,399 | $81.60 | 75,673 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-08-02 | 40,000 | $30.46 | 115,673 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-08-02 | 37,288 | $81.47 | 78,385 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-08-02 | 2,712 | $81.97 | 75,673 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-08-02 | 40,000 | $0.00 | 40,000 | $30.46 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2009-10-31 | 2016-10-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 27,500 | Indirect | By GRAT |
Common Stock | 933 | Indirect | By ESOP |
Common Stock | 469 | Indirect | By 401(k) Plan |
Footnotes
- Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various prices per share ranging from $81.53 to $81.77.
- Includes 5 shares acquired since February 22, 2013 resulting from automatic reinvestment of dividends.
- Excludes 27,500 shares reported as directly beneficially owned in the reporting person's February 22, 2013 Form 4 filing which were subsequently contributed to a grantor retained annuity trust ("GRAT").
- Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various prices per share ranging from $80.93 to $81.92.
- Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various prices per share ranging from $81.93 to $81.99.
- Shares reported as directly beneficially owned in the reporting person's February 22, 2013 Form 4 filing which were subsequently contributed to a GRAT.
- Includes 2 shares acquired since February 22, 2013 resulting from automatic reinvestment of dividends.
- The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock.