Filing Details
- Accession Number:
- 0001181431-13-042911
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-05 20:58:42
- Reporting Period:
- 2013-08-05
- Filing Date:
- 2013-08-05
- Accepted Time:
- 2013-08-05 20:58:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
101830 | Sprint Corp | S | Telephone Communications (No Radiotelephone) (4813) | 480457967 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1065521 | Softbank Corp | 1-9-1, Higashi-Shimbashi Minato-Ku Tokyo M0 105-7303 | No | No | Yes | No | |
1560156 | Starburst I, Inc. | 1 Circle Star Way San Carlos CA 94070 | No | No | Yes | No | |
1583143 | Galaxy Investment Holdings, Inc. | 1 Circle Star Way San Carlos CA 94070 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-08-01 | 12,767,190 | $6.28 | 3,089,292,713 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-08-02 | 9,062,392 | $6.62 | 3,098,355,105 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-08-05 | 6,978,630 | $6.76 | 3,105,333,735 | No | 4 | P | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnotes |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.05 to $6.45, exclusive of any fees, commissions or other expenses. The Reporting Persons undertake to provide Sprint Corporation (formerly known as "Starburst II, Inc." and referred to herein as "New Sprint"), any stockholder of New Sprint, or the Staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- These securities are owned indirectly by SoftBank through Galaxy Investment Holdings, Inc. ("Galaxy"), which is a wholly-owned subsidiary of SoftBank. As a result, SoftBank may be deemed to beneficially own such shares held directly by Galaxy.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.41 to $6.75, exclusive of any fees, commissions or other expenses. The Reporting Persons undertake to provide New Sprint, any stockholder of New Sprint, or the Staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.53 to $6.88, exclusive of any fees, commissions or other expenses. The Reporting Persons undertake to provide New Sprint, any stockholder of New Sprint, or the Staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- Such figure reflects (i) New Sprint Common Stock, par value $0.01 per share (the "New Sprint Common Stock"), obtained through a reclassification exempt under Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), in which New Sprint Class B Common Stock, par value $0.01 per share, held by Starburst I, Inc., ("Starburst I"), was reclassified into 3,076,525,523 shares of New Sprint Common Stock (the "Starburst I Shares") and (ii) purchases of New Sprint Common Stock made by Galaxy in compliance with Rule 10b-18 under the Exchange Act. (Continued in Footnote 6)
- Starburst I is a wholly-owned subsidiary of SoftBank, and as a result, SoftBank may be deemed to beneficially own the Starburst I Shares. The aggregate number of shares of New Sprint Common Stock held by Galaxy is 28,808,212 shares (the "Galaxy Shares"). Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares. Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares.