Filing Details
- Accession Number:
- 0001209191-13-039280
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-05 18:03:24
- Reporting Period:
- 2013-08-01
- Filing Date:
- 2013-08-05
- Accepted Time:
- 2013-08-05 18:03:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1092796 | Smith & Wesson Holding Corp | SWHC | Ordnance & Accessories, (No Vehicles/Guided Missiles) (3480) | 870543688 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1112727 | A Mitchell Saltz | 1375 North Scottsdale Road, Suite 140 Scottsdale AZ 85257 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-08-01 | 95,000 | $1.65 | 100,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-01 | 95,000 | $12.00 | 5,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-08-02 | 60,000 | $12.10 | 424,100 | No | 4 | S | Indirect | By Limited Partnership |
| Common Stock | Disposition | 2013-08-02 | 30,000 | $12.05 | 394,100 | No | 4 | S | Indirect | By Limited Partnership |
| Common Stock | Disposition | 2013-08-02 | 30,000 | $12.14 | 364,100 | No | 4 | S | Indirect | By Limited Partnership |
| Common Stock | Disposition | 2013-08-02 | 30,000 | $12.15 | 334,100 | No | 4 | S | Indirect | By Limited Partnership |
| Common Stock | Disposition | 2013-08-02 | 75,000 | $12.50 | 259,100 | No | 4 | S | Indirect | By Limited Partnership |
| Common Stock | Disposition | 2013-08-05 | 75,000 | $13.25 | 184,100 | No | 4 | S | Indirect | By Limited Partnership |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | By Limited Partnership |
| No | 4 | S | Indirect | By Limited Partnership |
| No | 4 | S | Indirect | By Limited Partnership |
| No | 4 | S | Indirect | By Limited Partnership |
| No | 4 | S | Indirect | By Limited Partnership |
| No | 4 | S | Indirect | By Limited Partnership |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Director Stock Option (Right to Buy) | Disposition | 2013-08-01 | 95,000 | $0.00 | 95,000 | $1.65 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2004-03-22 | 2014-03-22 | No | 4 | M | Direct |
Footnotes
- The shares were sold pursuant to a 10b5-1 Sales Plan dated June 28, 2013.
- The shares were sold pursuant to a 10b5-1 Sales Plan dated December 10, 2012, as amended.
- The securities are held by Stockbridge Enterprises, L.P., of which the reporting person controls the investment decisions. Stockbridge Enterprises, L.P. is owned by a limited partnership in which the reporting person owns an indirect interest.
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