Filing Details

Accession Number:
0001209191-13-039280
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-05 18:03:24
Reporting Period:
2013-08-01
Filing Date:
2013-08-05
Accepted Time:
2013-08-05 18:03:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1092796 Smith & Wesson Holding Corp SWHC Ordnance & Accessories, (No Vehicles/Guided Missiles) (3480) 870543688
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1112727 A Mitchell Saltz 1375 North Scottsdale Road, Suite 140
Scottsdale AZ 85257
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-08-01 95,000 $1.65 100,000 No 4 M Direct
Common Stock Disposition 2013-08-01 95,000 $12.00 5,000 No 4 S Direct
Common Stock Disposition 2013-08-02 60,000 $12.10 424,100 No 4 S Indirect By Limited Partnership
Common Stock Disposition 2013-08-02 30,000 $12.05 394,100 No 4 S Indirect By Limited Partnership
Common Stock Disposition 2013-08-02 30,000 $12.14 364,100 No 4 S Indirect By Limited Partnership
Common Stock Disposition 2013-08-02 30,000 $12.15 334,100 No 4 S Indirect By Limited Partnership
Common Stock Disposition 2013-08-02 75,000 $12.50 259,100 No 4 S Indirect By Limited Partnership
Common Stock Disposition 2013-08-05 75,000 $13.25 184,100 No 4 S Indirect By Limited Partnership
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Indirect By Limited Partnership
No 4 S Indirect By Limited Partnership
No 4 S Indirect By Limited Partnership
No 4 S Indirect By Limited Partnership
No 4 S Indirect By Limited Partnership
No 4 S Indirect By Limited Partnership
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Director Stock Option (Right to Buy) Disposition 2013-08-01 95,000 $0.00 95,000 $1.65
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2004-03-22 2014-03-22 No 4 M Direct
Footnotes
  1. The shares were sold pursuant to a 10b5-1 Sales Plan dated June 28, 2013.
  2. The shares were sold pursuant to a 10b5-1 Sales Plan dated December 10, 2012, as amended.
  3. The securities are held by Stockbridge Enterprises, L.P., of which the reporting person controls the investment decisions. Stockbridge Enterprises, L.P. is owned by a limited partnership in which the reporting person owns an indirect interest.