Filing Details
- Accession Number:
- 0001209191-13-039276
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-05 17:59:07
- Reporting Period:
- 2013-08-01
- Filing Date:
- 2013-08-05
- Accepted Time:
- 2013-08-05 17:59:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1092796 | Smith & Wesson Holding Corp | SWHC | Ordnance & Accessories, (No Vehicles/Guided Missiles) (3480) | 870543688 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1186677 | B John Furman | 2100 Roosevelt Avenue Springfield MA 01104 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-08-01 | 10,000 | $1.77 | 52,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-08-01 | 10,000 | $1.68 | 62,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-01 | 4,000 | $11.99 | 58,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-08-01 | 6,000 | $12.00 | 52,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-08-01 | 10,000 | $12.05 | 42,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Director Stock Option (Right to Buy) | Disposition | 2013-08-01 | 10,000 | $0.00 | 10,000 | $1.77 |
| Common Stock | Director Stock Option (Right to Buy) | Disposition | 2013-08-01 | 10,000 | $0.00 | 10,000 | $1.68 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2004-04-05 | 2014-04-05 | No | 4 | M | Direct |
| 0 | 2004-09-13 | 2014-09-13 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 16,100 | Indirect | By Trust |
| Common Stock | 1,000 | Indirect | By Limited Partnership |
Footnotes
- The shares were sold pursuant to a 10b5-1 Sales Plan dated June 28, 2013.
- The shares are held by the reporting person's defined benefit pension trust, of which the reporting person is the sole trustee.
- The shares are held by K.I.D.S. Properties, LP, of which the reporting person is a shareholder of the general partner.
Billionaire Hedge Funds
