Filing Details
- Accession Number:
- 0001127602-13-024429
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-05 16:16:30
- Reporting Period:
- 2013-08-02
- Filing Date:
- 2013-08-05
- Accepted Time:
- 2013-08-05 16:16:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1102934 | Cabot Microelectronics Corp | CCMP | Semiconductors & Related Devices (3674) | 364324765 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1436880 | H David Li | C/O Cabot Microelectronics Corporation 870 Commons Drive Aurora IL 60504 | Vp, Asia Pacific Region | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-08-02 | 1,813 | $26.05 | 18,217 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-02 | 1,813 | $36.15 | 16,404 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-08-02 | 8,196 | $16.00 | 24,600 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-02 | 8,196 | $36.15 | 16,404 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-08-02 | 6,746 | $21.45 | 23,150 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-02 | 6,746 | $36.15 | 16,404 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-08-02 | 2,611 | $33.72 | 19,015 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-02 | 2,611 | $36.15 | 16,404 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-08-02 | 4,206 | $25.79 | 20,610 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-02 | 4,206 | $36.15 | 16,404 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-08-02 | 6,310 | $27.94 | 22,714 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-02 | 6,310 | $36.15 | 16,404 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-08-02 | 6,746 | $28.62 | 23,150 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-02 | 6,746 | $36.15 | 16,404 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
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| No | 4 | S | Direct | |
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Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2013-08-02 | 1,813 | $0.00 | 1,813 | $26.05 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2013-08-02 | 8,196 | $0.00 | 8,196 | $16.00 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2013-08-02 | 6,746 | $0.00 | 6,746 | $21.45 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2013-08-02 | 2,611 | $0.00 | 2,611 | $33.72 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2013-08-02 | 4,206 | $0.00 | 4,206 | $25.79 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2013-08-02 | 6,310 | $0.00 | 6,310 | $27.94 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2013-08-02 | 6,746 | $0.00 | 6,746 | $28.62 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-12-10 | 2014-12-10 | No | 4 | M | Direct |
| 0 | 2009-12-01 | 2018-12-01 | No | 4 | M | Direct |
| 6,745 | 2010-12-01 | 2019-12-01 | No | 4 | M | Direct |
| 0 | 2004-12-11 | 2013-12-11 | No | 4 | M | Direct |
| 0 | 2008-11-30 | 2017-11-30 | No | 4 | M | Direct |
| 18,931 | 2012-12-01 | 2021-12-01 | No | 4 | M | Direct |
| 13,491 | 2011-12-01 | 2020-12-01 | No | 4 | M | Direct |
Footnotes
- Sale to cover exercise price of, and taxes related to, exercise of stock options.
- Vesting Schedule:25% 12/10/05,25% 12/10/06,25% 12/10/07,25% 12/10/08.
- 2008 Stock Option Grant Award Vesting Schedule: 25% 12/1/2009, 25% 12/1/2010, 25% 12/1/2011, 25% 12/1/2012
- 2009 (FY10) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/1/2010, 25% 12/1/2011, 25% 12/1/2012, 25% 12/1/2013
- Stock options subject to this grant were fully vested as of 9/1/2005.
- Vesting Schedule:25% 11/30/08,25% 11/30/09,25% 11/30/10,25% 11/30/11
- 2011 (FY12) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/1/2012, 25% 12/1/2013, 25% 12/1/2014, 25% 12/1/2015.
- 2010 (FY11) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/1/2011, 25% 12/1/2012, 25% 12/1/2013, 25% 12/1/2014.
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