Filing Details
- Accession Number:
- 0001225208-13-017284
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-05 16:14:31
- Reporting Period:
- 2013-08-01
- Filing Date:
- 2013-08-05
- Accepted Time:
- 2013-08-05 16:14:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
316709 | Schwab Charles Corp | SCHW | Security Brokers, Dealers & Flotation Companies (6211) | 943025021 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1388961 | S John Clendening | 211 Main Street San Francisco CA 94105 | Evp - Investor Services | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-08-01 | 60,000 | $19.36 | 109,595 | No | 4 | M | Indirect | by Trust |
Common Stock | Disposition | 2013-08-01 | 60,000 | $22.73 | 49,595 | No | 4 | S | Indirect | by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Nonqualified Stock Option (right to buy) | Acquisiton | 2013-08-01 | 38,820 | $0.00 | 38,820 | $22.67 |
Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2013-08-01 | 60,000 | $0.00 | 60,000 | $19.36 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
38,820 | 2014-08-01 | 2023-08-01 | No | 4 | A | Direct |
52,677 | 2009-11-03 | 2018-11-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 275 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $22.70 to $22.76. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.