Filing Details
- Accession Number:
- 0001127602-13-024412
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-05 15:44:01
- Reporting Period:
- 2013-08-02
- Filing Date:
- 2013-08-05
- Accepted Time:
- 2013-08-05 15:44:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1111711 | Nisource Inc | NI | Electric & Other Services Combined (4931) | 352108964 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1059354 | Jr C Robert Skaggs | 801 E 86Th Avenue Merrillville IN 46410-6272 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-08-02 | 48,883 | $21.86 | 674,812 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-08-02 | 171,429 | $22.62 | 846,241 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-08-02 | 220,312 | $31.08 | 625,929 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non Qualified Stock Options | Disposition | 2013-08-02 | 48,883 | $0.00 | 48,883 | $21.86 |
Common Stock | Non Qualified Stock Options | Disposition | 2013-08-02 | 171,429 | $0.00 | 171,429 | $22.62 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2005-01-01 | 2014-01-01 | No | 4 | M | Direct |
0 | 2006-01-03 | 2015-01-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 21,789 | Indirect | 401(k) Plan |
Common Stock | 191,018 | Indirect | By Trust |
Common Stock | 191,018 | Indirect | By Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock | $0.00 | 157,460 | 157,460 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
157,460 | 157,460 | Direct |
Footnotes
- This transaction relates to the exercise of stock options that were scheduled to expire on 1/1/2014 and the disposition of the underlying shares of Common Stock.
- This transaction relates to the exercise of stock options that were scheduled to expire on 1/3/2015 and the disposition of the underlying shares of Common Stock.
- This transaction relates to the exercise of stock options that were scheduled to expire on 1/1/2014 and 1/3/2015 and the disposition of the underlying shares of Common Stock.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.964 to $31.242, inclusive.
- Includes shares acquired through the NiSource Inc. Retirement Savings Plan through 6/30/2013.
- The phantom stock units represent dividend equivalents and are to be settled following the reporting person's retirement or other termination of service.