Filing Details
- Accession Number:
- 0001127602-13-024358
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-05 14:49:55
- Reporting Period:
- 2013-08-02
- Filing Date:
- 2013-08-05
- Accepted Time:
- 2013-08-05 14:49:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
859163 | Avx Corp | AVX | Electronic Components & Accessories (3670) | 330379007 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1197152 | Keith Thomas | 1 Avx Boulevard Fountain Inn SC 29644 | Vp,President-Kyocera Elect Dev | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-08-02 | 7,500 | $9.60 | 7,500 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-08-02 | 7,500 | $13.03 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-08-02 | 7,500 | $9.60 | 7,500 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-08-02 | 7,500 | $13.03 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-08-02 | 1 | $13.17 | 16,594 | No | 4 | A | Indirect | By Retirement Plan Trustees |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Indirect | By Retirement Plan Trustees |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2013-08-02 | 7,500 | $0.00 | 7,500 | $9.60 |
Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2013-08-02 | 7,500 | $0.00 | 7,500 | $9.60 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-05-15 | 2019-05-15 | No | 4 | M | Direct |
0 | 2010-05-15 | 2019-05-15 | No | 4 | M | Direct |