Filing Details

Accession Number:
0001406390-13-000082
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-02 21:51:35
Reporting Period:
2013-07-31
Filing Date:
2013-08-02
Accepted Time:
2013-08-02 21:51:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
768251 Altera Corp ALTR Semiconductors & Related Devices (3674) 770016691
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1209874 Katherine Schuelke 101 Innovation Drive
San Jose CA 95134
Sr Vp, Gc & Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-07-31 10,500 $0.00 48,053 No 4 M Direct
Common Stock Acquisiton 2013-07-31 4,725 $0.00 52,778 No 4 M Direct
Common Stock Disposition 2013-07-31 5,000 $35.50 47,778 No 4 S Direct
Common Stock Disposition 2013-07-31 3,946 $35.56 43,832 No 4 F Direct
Common Stock Disposition 2013-07-31 1,775 $35.56 42,057 No 4 F Direct
Common Stock Acquisiton 2013-07-31 4,500 $0.00 46,557 No 4 M Direct
Common Stock Acquisiton 2013-07-31 2,025 $0.00 48,582 No 4 M Direct
Common Stock Acquisiton 2013-07-31 5,350 $0.00 53,932 No 4 M Direct
Common Stock Disposition 2013-07-31 1,691 $35.56 52,241 No 4 F Direct
Common Stock Disposition 2013-07-31 761 $35.56 51,480 No 4 F Direct
Common Stock Disposition 2013-07-31 2,373 $35.56 49,107 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 F Direct
No 4 F Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 F Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Performance Restricted Stock Unit (5) Disposition 2013-07-31 10,500 $0.00 10,500 $0.00
Common Stock Performance Restricted Stock Unit (7) Disposition 2013-07-31 4,725 $0.00 4,725 $0.00
Common Stock Restricted Stock Unit (RSU) Disposition 2013-07-31 4,500 $0.00 4,500 $0.00
Common Stock Restricted Stock Unit (RSU) Disposition 2013-07-31 2,025 $0.00 2,025 $0.00
Common Stock Restricted Stock Unit (RSU) Disposition 2013-07-31 5,350 $0.00 5,350 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
4,725 No 4 M Direct
42,952 No 4 M Direct
40,927 No 4 M Direct
35,577 No 4 M Direct
Footnotes
  1. The sale was made pursuant to a Rule 10b5-1 Sales Plan adopted by the Reporting Person on June 12, 2013.
  2. The 5,000 shares were sold in one lot at the sale price as reported above. The Reporting Person undertakes to provide to any security holder of Altera Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transactions were affected.
  3. Shares of common stock were withheld at vesting to cover required tax withholding. The fair market value of Altera common stock used for purposes of calculating the number of shares to be withheld was the closing price of Altera common stock as reported on the NASDAQ Stock Market on such vesting date.
  4. Each performance-based Restricted Stock Unit ("PRSU") represents a contingent right to receive at settlement one share of Altera common stock at no cost.
  5. On March 2, 2009, the Reporting Person received a grant of performance-based restricted stock units ("PRSUs"). The PRSUs commenced vesting on July 31, 2010 at a rate of 25% annually. One fourth of the PRSUs vested on July 31, 2013 and shares were delivered to the Reporting Person on that date.
  6. The grant shall expire ten years from the date of grant.
  7. On February 19, 2010, the Reporting Person received a grant of performance-based restricted stock units ("PRSUs"). The PRSUs commenced vesting on July 31, 2011 at a rate of 25% annually. One fourth of the PRSUs vested on July 31, 2013 and shares were delivered to the Reporting Person on that date.
  8. Each Restricted Stock Unit ("RSU") represents a contingent right to receive at settlement one share of Altera common stock at no cost.
  9. On March 2, 2009, the Reporting Person received a grant of RSUs that vest over a four-year period beginning on July 31, 2010. One fourth of the RSUs vested on July 31, 2013 and shares were delivered to the Reporting Person on that date.
  10. On February 19, 2010, the Reporting Person received a grant of RSUs that vest over a four-year period beginning on July 31, 2011. One fourth of the RSUs vested on July 31, 2013 and shares were delivered to the Reporting Person on that date.
  11. On February 25, 2011, the Reporting Person received a grant of RSUs that vest over a four-year period beginning on July 31, 2012. One fourth of the RSUs vested on July 31, 2013 and shares were delivered to the Reporting Person on that date.