Filing Details
- Accession Number:
- 0001406390-13-000082
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-02 21:51:35
- Reporting Period:
- 2013-07-31
- Filing Date:
- 2013-08-02
- Accepted Time:
- 2013-08-02 21:51:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
768251 | Altera Corp | ALTR | Semiconductors & Related Devices (3674) | 770016691 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1209874 | Katherine Schuelke | 101 Innovation Drive San Jose CA 95134 | Sr Vp, Gc & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-07-31 | 10,500 | $0.00 | 48,053 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-07-31 | 4,725 | $0.00 | 52,778 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-07-31 | 5,000 | $35.50 | 47,778 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-07-31 | 3,946 | $35.56 | 43,832 | No | 4 | F | Direct | |
Common Stock | Disposition | 2013-07-31 | 1,775 | $35.56 | 42,057 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2013-07-31 | 4,500 | $0.00 | 46,557 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-07-31 | 2,025 | $0.00 | 48,582 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-07-31 | 5,350 | $0.00 | 53,932 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-07-31 | 1,691 | $35.56 | 52,241 | No | 4 | F | Direct | |
Common Stock | Disposition | 2013-07-31 | 761 | $35.56 | 51,480 | No | 4 | F | Direct | |
Common Stock | Disposition | 2013-07-31 | 2,373 | $35.56 | 49,107 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Performance Restricted Stock Unit (5) | Disposition | 2013-07-31 | 10,500 | $0.00 | 10,500 | $0.00 |
Common Stock | Performance Restricted Stock Unit (7) | Disposition | 2013-07-31 | 4,725 | $0.00 | 4,725 | $0.00 |
Common Stock | Restricted Stock Unit (RSU) | Disposition | 2013-07-31 | 4,500 | $0.00 | 4,500 | $0.00 |
Common Stock | Restricted Stock Unit (RSU) | Disposition | 2013-07-31 | 2,025 | $0.00 | 2,025 | $0.00 |
Common Stock | Restricted Stock Unit (RSU) | Disposition | 2013-07-31 | 5,350 | $0.00 | 5,350 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct | ||
4,725 | No | 4 | M | Direct | ||
42,952 | No | 4 | M | Direct | ||
40,927 | No | 4 | M | Direct | ||
35,577 | No | 4 | M | Direct |
Footnotes
- The sale was made pursuant to a Rule 10b5-1 Sales Plan adopted by the Reporting Person on June 12, 2013.
- The 5,000 shares were sold in one lot at the sale price as reported above. The Reporting Person undertakes to provide to any security holder of Altera Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transactions were affected.
- Shares of common stock were withheld at vesting to cover required tax withholding. The fair market value of Altera common stock used for purposes of calculating the number of shares to be withheld was the closing price of Altera common stock as reported on the NASDAQ Stock Market on such vesting date.
- Each performance-based Restricted Stock Unit ("PRSU") represents a contingent right to receive at settlement one share of Altera common stock at no cost.
- On March 2, 2009, the Reporting Person received a grant of performance-based restricted stock units ("PRSUs"). The PRSUs commenced vesting on July 31, 2010 at a rate of 25% annually. One fourth of the PRSUs vested on July 31, 2013 and shares were delivered to the Reporting Person on that date.
- The grant shall expire ten years from the date of grant.
- On February 19, 2010, the Reporting Person received a grant of performance-based restricted stock units ("PRSUs"). The PRSUs commenced vesting on July 31, 2011 at a rate of 25% annually. One fourth of the PRSUs vested on July 31, 2013 and shares were delivered to the Reporting Person on that date.
- Each Restricted Stock Unit ("RSU") represents a contingent right to receive at settlement one share of Altera common stock at no cost.
- On March 2, 2009, the Reporting Person received a grant of RSUs that vest over a four-year period beginning on July 31, 2010. One fourth of the RSUs vested on July 31, 2013 and shares were delivered to the Reporting Person on that date.
- On February 19, 2010, the Reporting Person received a grant of RSUs that vest over a four-year period beginning on July 31, 2011. One fourth of the RSUs vested on July 31, 2013 and shares were delivered to the Reporting Person on that date.
- On February 25, 2011, the Reporting Person received a grant of RSUs that vest over a four-year period beginning on July 31, 2012. One fourth of the RSUs vested on July 31, 2013 and shares were delivered to the Reporting Person on that date.