Filing Details
- Accession Number:
- 0001209191-13-039051
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-08-02 18:14:13
- Reporting Period:
- 2013-05-16
- Filing Date:
- 2013-08-02
- Accepted Time:
- 2013-08-02 18:14:13
- Original Submission Date:
- 2013-05-20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1173431 | Td Ameritrade Holding Corp | AMTD | Security Brokers, Dealers & Flotation Companies (6211) | 820543156 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1187586 | H Joseph Moglia | 200 S. 108Th Ave. Omaha NE 68154 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-05-16 | 3,118 | $22.37 | 209,940 | No | 4 | S | Indirect | By annuity trusts |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By annuity trusts |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,208,687 | Direct |
Footnotes
- This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $22.20 to $22.52. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.
- Shares are held by annuity trusts, for which Mr. Moglia is the grantor and a beneficiary.
Billionaire Hedge Funds
