Filing Details
- Accession Number:
- 0001181431-13-042624
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-02 18:08:35
- Reporting Period:
- 2013-07-31
- Filing Date:
- 2013-08-02
- Accepted Time:
- 2013-08-02 18:08:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1489393 | Lyondellbasell Industries N.v. | LYB | Industrial Organic Chemicals (2860) | 980646235 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
877116 | Access Industries Inc | 730 Fifth Avenue, 20Th Fl New York NY 10019 | No | No | No | Yes | |
1326628 | Len Blavatnik | 730 Fifth Avenue, 20Th Fl New York NY 10019 | No | No | Yes | No | |
1391297 | Access Industries Holdings Llc | 730 Fifth Avenue, 20Th Fl New York NY 10019 | No | No | Yes | No | |
1508220 | S.a.r.l. Chemicals International Ai | 15-17 Avenue Gaston Diderich Luxembourg N4 L-1420 | No | No | Yes | No | |
1508226 | Access Industries Management, Llc | 730 Fifth Avenue, 20Th Fl New York NY 10019 | No | No | Yes | No | |
1508227 | Access Industries, Llc | 730 Fifth Avenue, 20Th Fl New York NY 10019 | No | No | Yes | No | |
1508237 | Ai Investments Holdings Llc | 730 Fifth Avenue, 20Th Fl New York NY 10019 | No | No | Yes | No | |
1564326 | Aiph Holdings Llc | 730 Fifth Avenue, 20Th Fl New York NY 10019 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2013-07-31 | 8,411,387 | $67.71 | 72,372,438 | No | 4 | P | Direct | |
Ordinary Shares | Acquisiton | 2013-07-31 | 88,613 | $67.71 | 88,613 | No | 4 | P | Indirect | By partnership |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | By partnership |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Ordinary Shares | 16,000,000 | Indirect | By company |
Ordinary Shares | 297,080 | Indirect | By partnership |
Ordinary Shares | 185,235 | Indirect | By partnership |
Footnotes
- The securities reported are held directly by AI International Chemicals Sarl ("AIIC") and may be deemed to be beneficially owned by each of the other reporting persons (other than Access Industries, Inc.) because AI Investment Holdings LLC ("AIIH") holds a majority of the outstanding voting interests in AIIC, AIPH Holdings LLC ("AIPH") holds a majority of the outstanding voting interests in AIIH, Access Industries Holdings LLC ("Holdings") holds a majority of the outstanding voting interests in AIPH, Access Industries, LLC ("Access LLC") holds a majority of the outstanding voting interests in Holdings. Access Industries Management, LLC ("Management LLC") controls Access LLC, Holdings, AIPH and AIIH and Len Blavatnik controls Management LLC and Access LLC.
- Each of the reporting persons (other than AIIC) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities for any purpose.
- The securities reported are held directly by Altep 2014 L.P. ("Altep 2014") and may be deemed to be beneficially owned by Access Industries, Inc. and Mr. Blavatnik because Access Industries, Inc. is the general partner of Altep 2014 and Mr. Blavatnik controls Access Industries, Inc. Each of the reporting persons disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities for any purpose.
- Securities held directly by AI European Holdings Sarl ("AIEH") which may be deemed to be beneficially owned by AIPH, Holdings, Access LLC, Management, LLC and Mr. Blavatnik because AIEH is controlled by Access LLC and a majority of its equity is owned by an indirect subsidiary of AIPH. See footnote (1) above. Each of the reporting persons disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities for any purpose.
- The securities reported are held directly by Altep 2010 L.P. ("Altep 2010") and may be deemed to be beneficially owned by Access Industries, Inc. and Mr. Blavatnik because Access Industries, Inc. is the general partner of Altep 2010 and Mr. Blavatnik controls Access Industries, Inc. Each of the reporting persons disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities for any purpose.
- The securities reported are held directly by Altep 2011 L.P. ("Altep 2011") and may be deemed to be beneficially owned by Access Industries, Inc. and Mr. Blavatnik because Access Industries, Inc. is the general partner of Altep 2011 and Mr. Blavatnik controls Access Industries, Inc. Each of the reporting persons disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities for any purpose.