Filing Details
- Accession Number:
- 0001140361-13-030192
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-02 17:59:05
- Reporting Period:
- 2013-07-31
- Filing Date:
- 2013-08-02
- Accepted Time:
- 2013-08-02 17:59:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 77360 | Pentair Ltd | PNR | Special Industry Machinery (No Metalworking Machinery) (3550) | 981050812 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1189053 | V Michael Schrock | 5500 Wayzata Blvd., Suite 800 Golden Valley MN 55416 | President, Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2013-07-31 | 60,000 | $40.95 | 142,643 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2013-07-31 | 68,000 | $34.28 | 210,643 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2013-07-31 | 110,000 | $30.05 | 320,643 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2013-07-31 | 229,314 | $61.33 | 91,329 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Employee Stock Option (right to buy) | Disposition | 2013-07-31 | 60,000 | $0.00 | 60,000 | $40.95 |
| Common Shares | Employee Stock Option (right to buy) | Disposition | 2013-07-31 | 68,000 | $0.00 | 68,000 | $34.28 |
| Common Shares | Employee Stock Option (right to buy) | Disposition | 2013-07-31 | 110,000 | $0.00 | 110,000 | $30.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-01-06 | 2015-01-06 | No | 4 | M | Direct |
| 0 | 2007-01-03 | 2016-01-03 | No | 4 | M | Direct |
| 0 | 2008-01-03 | 2017-01-03 | No | 4 | M | Direct |
Footnotes
- The price in Column 4 is a weighted average price. The prices actually received ranged from $61.015 to $61.595. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
- One-third of the stock options become exercisable on the first, second, and third anniversary of the grant.
- Reload stock option becomes exercisable upon grant and expires on the same date as the original option grant.
Billionaire Hedge Funds
