Filing Details

Accession Number:
0001534158-13-000074
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-02 17:47:50
Reporting Period:
2013-07-31
Filing Date:
2013-08-02
Accepted Time:
2013-08-02 17:47:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1122976 Polyone Corp POL Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) 341730488
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1229313 D Stephen Newlin Polyone Center
33587 Walker Road
Avon Lake OH 44012
Chairman, President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-07-31 77,333 $14.61 381,436 No 4 M Direct
Common Stock Disposition 2013-07-31 57,041 $28.91 324,395 No 4 D Direct
Common Stock Disposition 2013-08-02 20,292 $28.90 304,103 No 4 S Direct
Common Stock Disposition 2013-08-01 15,000 $29.40 5,000 No 4 S Indirect by Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 S Direct
No 4 S Indirect by Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2013-07-31 77,333 $0.00 77,333 $14.61
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
154,667 2022-02-14 No 4 M Direct
Footnotes
  1. The exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, which was entered into on May 8, 2013.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, which was entered into on May 8, 2013.
  3. The sale price is a weighted average for the sale transaction. The sales prices range from a low of $28.70 per share to a high of $29.3398. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, PolyOne Corporation or a security holder of PolyOne Corporation.
  4. The sale price is a weighted average for the sale transaction. The sales prices range from a low of $29.30 per share to a high of $29.46. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, PolyOne Corporation or a security holder of PolyOne Corporation.
  5. SARs become exercisable and vest one-third on the attainment of 10%, 15% and 20% stock appreciation (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $14.61 per share, with no more than one-third vesting per year during the first three years.