Filing Details

Accession Number:
0000930413-13-004082
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-02 17:31:03
Reporting Period:
2013-07-31
Filing Date:
2013-08-02
Accepted Time:
2013-08-02 17:31:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
878932 Equus Total Return Inc. EQS () 760345915
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1493101 Bertrand Pallieres Des Equus Total Return, Inc.
8 Greenway Plaza, Suite 930
Houston TX 77046
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-07-31 859,803 $2.40 2,880,167 No 4 P Direct
Common Stock Acquisiton 2013-07-31 145,833 $2.40 3,026,000 No 4 P Indirect By SPQR Capital Holdings S.A.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect By SPQR Capital Holdings S.A.
Footnotes
  1. Includes 60,369 shares held directly by the Reporting Person and 970,087 shares held directly by Mobiquity Investments Limited ("Mobiquity"). Mobiquity, a Washington investment holding company, is a wholly-owned subsidiary of Versatile Systems Inc., a Canadian corporation ("Versatile"). The Reporting Person is a director and minority stockholder of Versatile. The Reporting Person disclaims beneficial ownership in the shares except to the extent, if any, of his pecuniary interest therein.
  2. Includes 986,842 shares held by Lansdowne Capital S.A., a Luxembourg company that is indirectly wholly owned by the Reporting Person.
  3. Includes 145,833 shares held directly by SPQR Capital Holdings S.A., a Luxembourg company ("SPQR"). The Reporting Person is a director and minority stockholder of SPQR. The Reporting Person disclaims beneficial ownership in the shares except to the extent, if any, of his pecuniary interest therein.