Filing Details

Accession Number:
0001104659-13-059469
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-02 17:20:50
Reporting Period:
2013-08-01
Filing Date:
2013-08-02
Accepted Time:
2013-08-02 17:20:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1404912 Kkr & Co. L.p. KKR Investment Advice (6282) 260426107
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1494539 David Sorkin C/O Kkr &Amp; Co. L.p.
9 West 57Th Street, 42Nd Floor
New York NY 10019
General Counsel And Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Units Disposition 2013-08-01 15,669 $20.87 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Units 11,250 Indirect See footnote
Footnotes
  1. Sales made pursuant to a Rule 10b5-1 plan.
  2. Reflects a weighted average sale price. These common units were sold in multiple transactions at prices ranging from $20.66 to $21.14, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common units sold at each separate price.
  3. These common units of KKR & Co. L.P. are held by a limited liability company established for the purposes of making charitable donations of which the Reporting Person is a member and manager.