Filing Details
- Accession Number:
- 0001104659-13-059469
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-02 17:20:50
- Reporting Period:
- 2013-08-01
- Filing Date:
- 2013-08-02
- Accepted Time:
- 2013-08-02 17:20:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1404912 | Kkr & Co. L.p. | KKR | Investment Advice (6282) | 260426107 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1494539 | David Sorkin | C/O Kkr &Amp; Co. L.p. 9 West 57Th Street, 42Nd Floor New York NY 10019 | General Counsel And Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Units | Disposition | 2013-08-01 | 15,669 | $20.87 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Units | 11,250 | Indirect | See footnote |
Footnotes
- Sales made pursuant to a Rule 10b5-1 plan.
- Reflects a weighted average sale price. These common units were sold in multiple transactions at prices ranging from $20.66 to $21.14, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common units sold at each separate price.
- These common units of KKR & Co. L.P. are held by a limited liability company established for the purposes of making charitable donations of which the Reporting Person is a member and manager.