Filing Details
- Accession Number:
- 0000350698-13-000150
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-02 17:09:20
- Reporting Period:
- 2013-08-01
- Filing Date:
- 2013-08-02
- Accepted Time:
- 2013-08-02 17:09:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 350698 | Autonation Inc. | AN | Retail-Auto Dealers & Gasoline Stations (5500) | 731105145 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1395398 | J Michael Stephan | 200 Sw 1St Ave Suite 1600 Fort Lauderdale FL 33301 | Vp - Corporate Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2013-08-01 | 351 | $9.92 | 5,272 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2013-08-01 | 351 | $16.99 | 5,623 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2013-08-01 | 351 | $18.02 | 5,974 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2013-08-01 | 351 | $17.70 | 6,325 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2013-08-01 | 420 | $18.20 | 6,745 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2013-08-01 | 420 | $19.64 | 7,165 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2013-08-01 | 420 | $23.21 | 7,585 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2013-08-01 | 420 | $26.49 | 8,005 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2013-08-01 | 292 | $32.50 | 8,297 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2013-08-01 | 292 | $34.51 | 8,589 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2013-08-01 | 584 | $40.37 | 9,173 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2013-08-01 | 292 | $35.99 | 9,465 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2013-08-01 | 265 | $34.09 | 9,730 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2013-08-01 | 265 | $35.00 | 9,995 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2013-08-01 | 265 | $41.16 | 10,260 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2013-08-01 | 265 | $38.63 | 10,525 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2013-08-01 | 6,891 | $48.20 | 3,634 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
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| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
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| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Employee Stock Option (right to buy) | Disposition | 2013-08-01 | 351 | $0.00 | 351 | $9.92 |
| Common Stock, Par Value $0.01 Per Share | Employee Stock Option (right to buy) | Disposition | 2013-08-01 | 351 | $0.00 | 351 | $16.99 |
| Common Stock, Par Value $0.01 Per Share | Employee Stock Option (right to buy) | Disposition | 2013-08-01 | 351 | $0.00 | 351 | $18.02 |
| Common Stock, Par Value $0.01 Per Share | Employee Stock Option (right to buy) | Disposition | 2013-08-01 | 351 | $0.00 | 351 | $17.70 |
| Common Stock, Par Value $0.01 Per Share | Employee Stock Option (right to buy) | Disposition | 2013-08-01 | 420 | $0.00 | 420 | $18.20 |
| Common Stock, Par Value $0.01 Per Share | Employee Stock Option (right to buy) | Disposition | 2013-08-01 | 420 | $0.00 | 420 | $19.64 |
| Common Stock, Par Value $0.01 Per Share | Employee Stock Option (right to buy) | Disposition | 2013-08-01 | 420 | $0.00 | 420 | $23.21 |
| Common Stock, Par Value $0.01 Per Share | Employee Stock Option (right to buy) | Disposition | 2013-08-01 | 420 | $0.00 | 420 | $26.49 |
| Common Stock, Par Value $0.01 Per Share | Employee Stock Option (right to buy) | Disposition | 2013-08-01 | 292 | $0.00 | 292 | $32.50 |
| Common Stock, Par Value $0.01 Per Share | Employee Stock Option (right to buy) | Disposition | 2013-08-01 | 292 | $0.00 | 292 | $34.51 |
| Common Stock, Par Value $0.01 Per Share | Employee Stock Option (right to buy) | Disposition | 2013-08-01 | 584 | $0.00 | 584 | $40.37 |
| Common Stock, Par Value $0.01 Per Share | Employee Stock Option (right to buy) | Disposition | 2013-08-01 | 292 | $0.00 | 292 | $35.99 |
| Common Stock, Par Value $0.01 Per Share | Employee Stock Option (right to buy) | Disposition | 2013-08-01 | 265 | $0.00 | 265 | $34.09 |
| Common Stock, Par Value $0.01 Per Share | Employee Stock Option (right to buy) | Disposition | 2013-08-01 | 265 | $0.00 | 265 | $35.00 |
| Common Stock, Par Value $0.01 Per Share | Employee Stock Option (right to buy) | Disposition | 2013-08-01 | 265 | $0.00 | 265 | $41.16 |
| Common Stock, Par Value $0.01 Per Share | Employee Stock Option (right to buy) | Disposition | 2013-08-01 | 265 | $0.00 | 265 | $38.63 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-03-02 | No | 4 | M | Direct | |
| 0 | 2019-03-02 | No | 4 | M | Direct | |
| 0 | 2019-03-02 | No | 4 | M | Direct | |
| 0 | 2019-03-02 | No | 4 | M | Direct | |
| 421 | 2020-03-01 | No | 4 | M | Direct | |
| 421 | 2020-03-01 | No | 4 | M | Direct | |
| 421 | 2020-03-01 | No | 4 | M | Direct | |
| 421 | 2020-03-01 | No | 4 | M | Direct | |
| 585 | 2021-03-01 | No | 4 | M | Direct | |
| 585 | 2021-03-01 | No | 4 | M | Direct | |
| 585 | 2021-03-01 | No | 4 | M | Direct | |
| 585 | 2021-03-01 | No | 4 | M | Direct | |
| 798 | 2022-03-01 | No | 4 | M | Direct | |
| 798 | 2022-03-01 | No | 4 | M | Direct | |
| 798 | 2022-03-01 | No | 4 | M | Direct | |
| 798 | 2022-03-01 | No | 4 | M | Direct |
Footnotes
- Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2013 and previously described in a Form 8-K filed by AutoNation, Inc. on June 14, 2013 (such plan, the "Plan"). Effective as of the completion of the transactions disclosed in this Form 4, the Plan has been completely executed.
- The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2009.
- The option becomes exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2010, subject to continuous employment with the Company.
- The option becomes exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2011, subject to continuous employment with the Company.
- The option becomes exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2012, subject to continuous employment with the Company.
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