Filing Details
- Accession Number:
- 0001181431-13-042553
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-02 16:50:54
- Reporting Period:
- 2013-08-01
- Filing Date:
- 2013-08-02
- Accepted Time:
- 2013-08-02 16:50:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
880631 | Wisdomtree Investments Inc. | WETF | Commodity Contracts Brokers & Dealers (6221) | 133487784 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1525962 | L Steven Begleiter | 650 Madison Avenue 19Th Floor New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-08-01 | 22,500 | $13.15 | 103,625 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-08-02 | 22,500 | $13.05 | 80,625 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,996,000 | Indirect | By Flexpoint Fund, L.P. |
Common Stock | 518,637 | Indirect | By Flexpoint Management, L.P. |
Footnotes
- The price included in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $12.96 to $13.29, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (3) to this Form 4.
- Includes 6,144 shares of restricted stock awarded on July 24, 2013, vesting on July 24, 2014.
- The price in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $12.92 to $13.19, inclusive.
- These shares are owned directly by Flexpoint Fund, L.P. (the "Fund"). Flexpoint Management, L.P. (the "GP") is the general partner of the Fund. Although the reporting person has no voting or dispositive power over these shares, by virtue of his interest in the GP, he may be deemed to have an indirect beneficial ownership of these shares. The reporting person expressly disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of these shares for purposes of Section 16 or for any other purpose.
- These shares are owned directly by the GP. Although the reporting person has no voting or dispositive power over these shares, by virtue of his interest in the GP, he may be deemed to have indirect beneficial ownership of these shares. The reporting person expressly disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of these shares for purposes of Section 16 or for any other purpose.