Filing Details
- Accession Number:
- 0001408793-13-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-02 16:48:47
- Reporting Period:
- 2013-08-01
- Filing Date:
- 2013-08-02
- Accepted Time:
- 2013-08-02 16:48:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
861884 | Reliance Steel & Aluminum Co | RS | Wholesale-Metals Service Centers & Offices (5051) | 951142616 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1256541 | R Karla Lewis | 350 South Grand Avenue Suite 5100 Los Angeles CA 90071 | Exec Vp, Cfo And Asst Corp Sec | No | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-08-01 | 40,000 | $44.86 | 88,048 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-08-01 | 20,000 | $33.70 | 108,048 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-08-01 | 60,000 | $70.85 | 48,048 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options to Acquire Common Stock | Disposition | 2013-08-01 | 40,000 | $0.00 | 40,000 | $44.86 |
Common Stock | Options to Acquire Common Stock | Disposition | 2013-08-01 | 20,000 | $0.00 | 20,000 | $33.70 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-03-02 | No | 4 | M | Direct | |
20,000 | 2016-04-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,459 | Indirect | Held by Trustee of Reliance Steel & Aluminum Co. Employee Stock Ownership Plan |
Common Stock | 173 | Indirect | Held by Trustee of Reliance Steel & Aluminum Co. 401(k) Plan |
Footnotes
- Includes 9,000 restricted shares subject to vesting over time.
- The price reported represents the weighted average sale price of the shares disposed of. The actual sale prices ranged from $70.72 to $71.07. The Reporting Person has provided to the Issuer and hereby undertakes to provide upon request by the U.S. Securities and Exchange Commssion Staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The Company received the allocation for the 2012 plan year under the Reliance Steel & Aluminum Co. Employee Stock Ownership Plan ("ESOP") on May 30, 2013. The Reporting Person acquired 81 ESOP shares for the 2012 plan year.
- Inadvertently omitted due to an administrative error.
- The options vested and became exercisable in four equal annual installments beginning on March 2, 2008, which was the first anniversary of the date on which the options were granted.
- In the aggregate, the Reporting Person beneficially owns 140,000 options to acquire common stock (with various exercise prices and expiration dates) as of the date of this report. In addition, the Reporting Person beneficially owns 32,000 restricted stock units subject to performance and service criteria.
- The options vested and became exercisable in four equal annual installments beginning on April 27, 2010, which was the first anniversary of the date on which the options were granted.