Filing Details
- Accession Number:
- 0001168252-13-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-02 16:11:56
- Reporting Period:
- 2013-07-31
- Filing Date:
- 2013-08-02
- Accepted Time:
- 2013-08-02 16:11:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 10456 | Baxter International Inc | BAX | Surgical & Medical Instruments & Apparatus (3841) | 360781620 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1168252 | Jr L Robert Parkinson | One Baxter Parkway Deerfield IL 60015 | Chairman Of The Board & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 Par Value | Acquisiton | 2013-07-31 | 597,750 | $34.85 | 1,063,235 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Disposition | 2013-07-31 | 597,750 | $73.47 | 465,485 | No | 4 | S | Direct | |
| Common Stock, $1 Par Value | Acquisiton | 2013-08-01 | 128,000 | $34.85 | 593,485 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Disposition | 2013-08-01 | 107,013 | $72.55 | 486,472 | No | 4 | S | Direct | |
| Common Stock, $1 Par Value | Disposition | 2013-08-01 | 20,987 | $73.28 | 465,485 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Acquisiton | 2013-07-31 | 597,750 | $0.00 | 597,750 | $34.85 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Acquisiton | 2013-08-01 | 128,000 | $0.00 | 128,000 | $34.85 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 153,000 | 2008-03-14 | 2015-03-13 | No | 4 | M | Direct |
| 25,000 | 2008-03-14 | 2015-03-13 | No | 4 | M | Direct |
Footnotes
- Transactions effected pursuant to a Rule 10b5-1 trading plan.
- Price reflects weighted average sales price. Range of prices for transactions are $73.00 through $73.86. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request.
- Price reflects weighted average sales price. Range of prices for transactions are $72.03 through $73.03. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request.
- Price reflects weighted average sales price. Range of prices for transactions are $73.04 through $73.62. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request.
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