Filing Details
- Accession Number:
- 0001209191-13-038849
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-02 09:01:48
- Reporting Period:
- 2013-07-31
- Filing Date:
- 2013-08-02
- Accepted Time:
- 2013-08-02 09:01:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1095565 | Healthstream Inc | HSTM | Services-Computer Programming, Data Processing, Etc. (7370) | 621443555 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1217267 | E Arthur Newman | 209 10Th Ave. South Suite 450 Nashville TN 37203 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-07-31 | 5,146 | $2.80 | 167,151 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-07-31 | 5,998 | $2.01 | 173,149 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-07-31 | 11,144 | $31.63 | 162,005 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-08-01 | 10,565 | $2.01 | 172,570 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-01 | 10,565 | $31.70 | 162,005 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-07-31 | 5,146 | $0.00 | 5,146 | $2.80 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-07-31 | 2,000 | $0.00 | 2,000 | $2.01 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-07-31 | 3,998 | $0.00 | 3,998 | $2.01 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-08-01 | 2 | $0.00 | 2 | $2.01 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-08-01 | 6,000 | $0.00 | 6,000 | $2.01 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-08-01 | 4,563 | $0.00 | 4,563 | $2.01 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-04-04 | 2016-04-04 | No | 4 | M | Direct |
| 0 | 2010-02-12 | 2017-02-12 | No | 4 | M | Direct |
| 2 | 2011-02-12 | 2017-02-12 | No | 4 | M | Direct |
| 0 | 2011-02-12 | 2017-02-12 | No | 4 | M | Direct |
| 0 | 2012-02-12 | 2017-02-12 | No | 4 | M | Direct |
| 3,437 | 2013-02-12 | 2017-02-12 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $31.60 to $31.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $31.60 to $31.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
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