Filing Details
- Accession Number:
- 0001181431-13-042326
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-01 20:35:16
- Reporting Period:
- 2013-07-30
- Filing Date:
- 2013-08-01
- Accepted Time:
- 2013-08-01 20:35:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1276591 | Hansen Medical Inc | HNSN | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1193207 | R William Rohn | 800 East Middlefield Road Mountain View CA 94043 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-07-30 | 100,000 | $1.23 | 110,000 | No | 4 | P | Indirect | Securities held by William R. Rohn and Mary Jane Rohn Family Trust dated August 12, 1999. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Securities held by William R. Rohn and Mary Jane Rohn Family Trust dated August 12, 1999. |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant (Right to Buy Common Stock) | Acquisiton | 2013-07-30 | 40,000 | $0.13 | 40,000 | $1.23 |
| Common Stock | Warrant (Right to Buy Common Stock) | Acquisiton | 2013-07-30 | 40,000 | $0.13 | 40,000 | $1.50 |
| Common Stock | Warrant (Right to Buy Common Stock) | Acquisiton | 2013-07-30 | 40,000 | $0.13 | 40,000 | $2.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 40,000 | No | 4 | P | Indirect | ||
| 40,000 | No | 4 | P | Indirect | ||
| 40,000 | No | 4 | P | Indirect |
Footnotes
- The warrant shall be exercisable at any time after the date of issuance of the warrant, which shall be the closing date of the purchase and sale of shares and warrants pursuant to the Securities Purchase Agreement dated July 30, 2013, between Hansen Medical, Inc. and each purchaser identified in Exhibit A therein (the "Issuance Date").
- The date that is two years following the Issuance Date.
Billionaire Hedge Funds
