Filing Details

Accession Number:
0001181431-13-042267
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-01 17:58:59
Reporting Period:
2013-07-30
Filing Date:
2013-08-01
Accepted Time:
2013-08-01 17:58:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
319201 Kla Tencor Corp KLAC Optical Instruments & Lenses (3827) 042564110
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498385 R Bobby Bell C/O Kla-Tencor Corporation
One Technology Drive
Milpitas CA 95035
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-07-30 3,875 $45.16 18,355 No 4 M Direct
Common Stock Disposition 2013-07-30 3,875 $58.10 14,480 No 4 S Direct
Common Stock Acquisiton 2013-07-30 2,325 $40.66 16,805 No 4 M Direct
Common Stock Disposition 2013-07-30 2,325 $58.10 14,480 No 4 S Direct
Common Stock Acquisiton 2013-07-30 20,500 $39.89 34,980 No 4 M Direct
Common Stock Disposition 2013-07-30 20,500 $58.40 14,480 No 4 S Direct
Common Stock Acquisiton 2013-07-30 10,250 $39.89 24,730 No 4 M Direct
Common Stock Disposition 2013-07-30 10,250 $58.40 14,480 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (Right to Buy) Disposition 2013-07-30 3,875 $0.00 3,875 $45.16
Common Stock Non-Qualified Stock Option (Right to Buy) Disposition 2013-07-30 2,325 $0.00 2,325 $40.66
Common Stock Non-Qualified Stock Option (Right to Buy) Disposition 2013-07-30 20,500 $0.00 20,500 $39.89
Common Stock Non-Qualified Stock Option (Right to Buy) Disposition 2013-07-30 10,250 $0.00 10,250 $39.89
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-04-26 No 4 M Direct
0 2014-08-02 No 4 M Direct
0 2014-09-16 No 4 M Direct
0 2014-09-16 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock - Restricted Stock Units 127,000 Direct
Footnotes
  1. This sale was effected pursuant to the terms of a Rule 105-1 trading plan adopted by the Reporting Person on May 30, 2013.
  2. This transaction was executed in multiple trades at prices ranging from $58.02 to $58.18. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  3. This transaction was executed in multiple trades at prices ranging from $58.06 to $58.21. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  4. This transaction was executed in multiple trades at prices ranging from $58.22 to $58.62. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  5. This transaction was executed in multiple trades at prices ranging from $58.18 to $58.60. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  6. Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.
  7. Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on Form 4 within two business days of the date such assessment is made.
  8. Represents a stock option granted on April 26, 2004, granting the Reporting Person the right to purchase up to 3,875 shares of KLA-Tencor common stock. 775 of the shares subject to this stock option vested on October 27, 2004, and 1/48th of the remaining 3,100 shares subject to this stock option vested on November 27, 2004 and each monthly anniversary thereafter until October 27, 2008.
  9. Represents a stock option granted on August 2, 2004, granting the Reporting Person the right to purchase up to 2,325 shares of KLA-Tencor common stock. 465 of the shares subject to this stock option vested on October 27, 2004, and 1/48th of the remaining 1,860 shares subject to this stock option vested on November 27, 2004 and each monthly anniversary thereafter until October 27, 2008.
  10. Represents a stock option granted on September 16, 2004, granting the Reporting Person the right to purchase up to 20,500 shares of KLA-Tencor common stock. 4,100 of the shares subject to this stock option vested on September 16, 2005, and 1/48th of the remaining 16,400 shares subject to this stock option vested on October 16, 2005 and each monthly anniversary thereafter until September 16, 2009.
  11. Represents a stock option granted on September 16, 2004, granting the Reporting Person the right to purchase up to 10,250 shares of KLA-Tencor common stock. 2,050 of the shares subject to this stock option vested on September 16, 2006, and 1/48th of the remaining 8,200 shares subject to this stock option vested on October 16, 2006 and each monthly anniversary thereafter until September 16, 2010.