Filing Details
- Accession Number:
- 0001181431-13-042267
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-01 17:58:59
- Reporting Period:
- 2013-07-30
- Filing Date:
- 2013-08-01
- Accepted Time:
- 2013-08-01 17:58:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
319201 | Kla Tencor Corp | KLAC | Optical Instruments & Lenses (3827) | 042564110 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1498385 | R Bobby Bell | C/O Kla-Tencor Corporation One Technology Drive Milpitas CA 95035 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-07-30 | 3,875 | $45.16 | 18,355 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-07-30 | 3,875 | $58.10 | 14,480 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-07-30 | 2,325 | $40.66 | 16,805 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-07-30 | 2,325 | $58.10 | 14,480 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-07-30 | 20,500 | $39.89 | 34,980 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-07-30 | 20,500 | $58.40 | 14,480 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-07-30 | 10,250 | $39.89 | 24,730 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-07-30 | 10,250 | $58.40 | 14,480 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2013-07-30 | 3,875 | $0.00 | 3,875 | $45.16 |
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2013-07-30 | 2,325 | $0.00 | 2,325 | $40.66 |
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2013-07-30 | 20,500 | $0.00 | 20,500 | $39.89 |
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2013-07-30 | 10,250 | $0.00 | 10,250 | $39.89 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-04-26 | No | 4 | M | Direct | |
0 | 2014-08-02 | No | 4 | M | Direct | |
0 | 2014-09-16 | No | 4 | M | Direct | |
0 | 2014-09-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock - Restricted Stock Units | 127,000 | Direct |
Footnotes
- This sale was effected pursuant to the terms of a Rule 105-1 trading plan adopted by the Reporting Person on May 30, 2013.
- This transaction was executed in multiple trades at prices ranging from $58.02 to $58.18. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $58.06 to $58.21. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $58.22 to $58.62. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $58.18 to $58.60. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.
- Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on Form 4 within two business days of the date such assessment is made.
- Represents a stock option granted on April 26, 2004, granting the Reporting Person the right to purchase up to 3,875 shares of KLA-Tencor common stock. 775 of the shares subject to this stock option vested on October 27, 2004, and 1/48th of the remaining 3,100 shares subject to this stock option vested on November 27, 2004 and each monthly anniversary thereafter until October 27, 2008.
- Represents a stock option granted on August 2, 2004, granting the Reporting Person the right to purchase up to 2,325 shares of KLA-Tencor common stock. 465 of the shares subject to this stock option vested on October 27, 2004, and 1/48th of the remaining 1,860 shares subject to this stock option vested on November 27, 2004 and each monthly anniversary thereafter until October 27, 2008.
- Represents a stock option granted on September 16, 2004, granting the Reporting Person the right to purchase up to 20,500 shares of KLA-Tencor common stock. 4,100 of the shares subject to this stock option vested on September 16, 2005, and 1/48th of the remaining 16,400 shares subject to this stock option vested on October 16, 2005 and each monthly anniversary thereafter until September 16, 2009.
- Represents a stock option granted on September 16, 2004, granting the Reporting Person the right to purchase up to 10,250 shares of KLA-Tencor common stock. 2,050 of the shares subject to this stock option vested on September 16, 2006, and 1/48th of the remaining 8,200 shares subject to this stock option vested on October 16, 2006 and each monthly anniversary thereafter until September 16, 2010.