Filing Details
- Accession Number:
- 0001225208-13-017071
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-01 17:04:53
- Reporting Period:
- 2013-07-31
- Filing Date:
- 2013-08-01
- Accepted Time:
- 2013-08-01 17:04:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
101829 | United Technologies Corp | UTX | Aircraft Engines & Engine Parts (3724) | 060570975 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1184192 | I Thomas Rogan | One Financial Plaza Hartford CT 06101 | Vice President, Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-07-31 | 22,600 | $46.76 | 49,706 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-07-31 | 2,000 | $106.17 | 47,706 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-07-31 | 2,000 | $106.16 | 45,706 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-07-31 | 2,456 | $106.16 | 43,250 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-07-31 | 16,144 | $105.57 | 27,106 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-07-31 | 22,600 | $0.00 | 22,600 | $46.76 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2007-01-09 | 2014-01-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock (Career Restricted) | 4,960 | Direct | |
Common Stock | 12,315 | Indirect | By Savings Plan Trustee |
Footnotes
- This price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $106.171 to $106.178. Upon request, UTC will provide full information as to the shares sold at each separate price.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.151 to $106.184. Upon request, UTC will provide full information as to the shares sold at each separate price.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $106.151 to $106.168. Upon request, UTC will provide full information as to the shares sold at each separate price.