Filing Details
- Accession Number:
- 0001225208-13-017066
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-01 16:36:34
- Reporting Period:
- 2013-07-30
- Filing Date:
- 2013-08-01
- Accepted Time:
- 2013-08-01 16:36:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 927628 | Capital One Financial Corp | COF | State Commercial Banks (6022) | 541719854 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1238033 | Jr G John Finneran | 1680 Capital One Drive Mclean VA 22102 | Gen. Counsel & Corp. Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-07-30 | 20,000 | $69.00 | 63,333 | No | 4 | S | Indirect | Finneran/Cotter Children's Trust |
| Common Stock | Disposition | 2013-07-31 | 21,650 | $69.50 | 41,683 | No | 4 | S | Indirect | Finneran/Cotter Children's Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Finneran/Cotter Children's Trust |
| No | 4 | S | Indirect | Finneran/Cotter Children's Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 110,436 | Direct | |
| Common Stock | 7,302 | Indirect | By Spouse |
Billionaire Hedge Funds
