Filing Details

Accession Number:
0001179110-13-012445
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-01 16:13:46
Reporting Period:
2013-07-30
Filing Date:
2013-08-01
Accepted Time:
2013-08-01 16:13:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1130598 Onconova Therapeutics Inc. ONTX Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1238969 Viren Mehta C/O Onconova Therapeutics, Inc.
375 Pheasant Run
Newtown PA 18940
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-07-30 73,839 $0.00 85,479 No 4 C Direct
Common Stock Acquisiton 2013-07-30 7,686 $0.00 93,165 No 4 C Direct
Common Stock Acquisiton 2013-07-30 17,082 $0.00 110,247 No 4 C Direct
Common Stock Acquisiton 2013-07-30 16,667 $15.00 126,914 No 4 P Direct
Common Stock Acquisiton 2013-07-30 6,768 $0.00 6,768 No 4 C Indirect By Viram Foundation
Common Stock Acquisiton 2013-07-30 772 $0.00 7,540 No 4 C Indirect By Viram Foundation
Common Stock Acquisiton 2013-07-30 755 $0.00 8,295 No 4 C Indirect By Viram Foundation
Common Stock Acquisiton 2013-07-30 4,632 $0.00 4,632 No 4 C Indirect By Mehta Partners LLC
Common Stock Acquisiton 2013-07-30 1,702 $0.00 6,334 No 4 C Indirect By Mehta Partners LLC
Common Stock Acquisiton 2013-07-30 1,722 $0.00 8,056 No 4 C Indirect By Mehta Partners LLC
Common Stock Acquisiton 2013-07-30 1,050 $0.00 1,050 No 4 C Indirect By Mehta Partners LLC FBO Jean Kiss Marie IRA
Common Stock Acquisiton 2013-07-30 345 $0.00 1,395 No 4 C Indirect By Mehta Partners LLC FBO Jean Kiss Marie IRA
Common Stock Acquisiton 2013-07-30 338 $0.00 1,733 No 4 C Indirect By Mehta Partners LLC FBO Jean Kiss Marie IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 C Direct
No 4 C Direct
No 4 P Direct
No 4 C Indirect By Viram Foundation
No 4 C Indirect By Viram Foundation
No 4 C Indirect By Viram Foundation
No 4 C Indirect By Mehta Partners LLC
No 4 C Indirect By Mehta Partners LLC
No 4 C Indirect By Mehta Partners LLC
No 4 C Indirect By Mehta Partners LLC FBO Jean Kiss Marie IRA
No 4 C Indirect By Mehta Partners LLC FBO Jean Kiss Marie IRA
No 4 C Indirect By Mehta Partners LLC FBO Jean Kiss Marie IRA
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series B Convertible Preferred Stock Disposition 2013-07-30 87,470 $0.00 73,839 $0.00
Common Stock Series E Convertible Preferred Stock Disposition 2013-07-30 10,246 $0.00 7,686 $0.00
Common Stock Series I Convertible Preferred Stock Disposition 2013-07-30 22,771 $0.00 17,082 $0.00
Common Stock Series B Convertible Preferred Stock Disposition 2013-07-30 8,020 $0.00 6,768 $0.00
Common Stock Series C Convertible Preferred Stock Disposition 2013-07-30 1,030 $0.00 772 $0.00
Common Stock Series D Convertible Preferred Stock Disposition 2013-07-30 1,007 $0.00 755 $0.00
Common Stock Series B Convertible Preferred Stock Disposition 2013-07-30 5,488 $0.00 4,632 $0.00
Common Stock Series C Convertible Preferred Stock Disposition 2013-07-30 2,270 $0.00 1,702 $0.00
Common Stock Series D Convertible Preferred Stock Disposition 2013-07-30 2,296 $0.00 1,722 $0.00
Common Stock Series B Convertible Preferred Stock Disposition 2013-07-30 1,245 $0.00 1,050 $0.00
Common Stock Series C Convertible Preferred Stock Disposition 2013-07-30 460 $0.00 345 $0.00
Common Stock Series D Convertible Preferred Stock Disposition 2013-07-30 451 $0.00 338 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
0 No 4 C Direct
0 No 4 C Direct
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. The Series B Convertible Preferred Stock converted into Common Stock on a 0.85-for-1 basis and had no expiration date.
  2. Includes 11,356 shares held jointly with spouse.
  3. The reporting person is a trustee of the Viram Foundation
  4. The reporting person is managing member of Mehta Partners LLC
  5. The reporting person is trustee of Mehta Partners LLC FBO Jean Kiss Marie IRA.
  6. The Series C Convertible Preferred Stock converted into Common Stock on a 0.75-for-1 basis and had no expiration date.
  7. The Series D Convertible Preferred Stock converted into Common Stock on a 0.75-for-1 basis and had no expiration date.
  8. The Series E Convertible Preferred Stock converted into Common Stock on a 0.75-for-1 basis and had no expiration date.
  9. The Series I Convertible Preferred Stock converted into Common Stock on a 0.75-for-1 basis and had no expiration date.
  10. Includes 17,082 shares held jointly with spouse.
  11. Includes 13,454 shares held jointly with spouse.
  12. Shares held jointly with spouse.