Filing Details
- Accession Number:
- 0001179110-13-012443
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-01 16:13:03
- Reporting Period:
- 2013-07-30
- Filing Date:
- 2013-08-01
- Accepted Time:
- 2013-08-01 16:13:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1130598 | Onconova Therapeutics Inc. | ONTX | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1580074 | Ramesh Kumar | C/O Onconova Therapeutics, Inc. 375 Pheasant Run Newtown PA 18940 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-07-30 | 3,748 | $0.00 | 246,696 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2013-07-30 | 17,424 | $0.00 | 264,120 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2013-07-30 | 737 | $0.00 | 264,857 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2013-07-30 | 1,657 | $0.00 | 266,514 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2013-07-30 | 811 | $0.00 | 267,325 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2013-07-30 | 385 | $0.00 | 267,710 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2013-07-30 | 573 | $0.00 | 268,283 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2013-07-30 | 375 | $0.00 | 268,658 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2013-07-30 | 75 | $0.00 | 268,733 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2013-07-30 | 6,667 | $15.00 | 275,400 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Convertible Preferred Stock | Disposition | 2013-07-30 | 4,667 | $0.00 | 3,748 | $0.00 |
Common Stock | Series B Convertible Preferred Stock | Disposition | 2013-07-30 | 20,645 | $0.00 | 17,424 | $0.00 |
Common Stock | Series C Convertible Preferred Stock | Disposition | 2013-07-30 | 983 | $0.00 | 737 | $0.00 |
Common Stock | Series D Convertible Preferred Stock | Disposition | 2013-07-30 | 2,209 | $0.00 | 1,657 | $0.00 |
Common Stock | Series E Covertible Preferred Stock | Disposition | 2013-07-30 | 1,084 | $0.00 | 811 | $0.00 |
Common Stock | Series F Convertible Preferred Stock | Disposition | 2013-07-30 | 500 | $0.00 | 385 | $0.00 |
Common Stock | Series G Convertible Preferred Stock | Disposition | 2013-07-30 | 765 | $0.00 | 573 | $0.00 |
Common Stock | Series H COnvertible Preferred Stock | Disposition | 2013-07-30 | 500 | $0.00 | 375 | $0.00 |
Common Stock | Series I Convertible Preferred Stock | Disposition | 2013-07-30 | 100 | $0.00 | 75 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct |
Footnotes
- The Series A Convertible Preferred Stock converted into Common Stock on a 0.80-for-1 basis and had no expiration date.
- The Series B Convertible Preferred Stock converted into Common Stock on a 0.85-for-1 basis and had no expiration date.
- The Series C Convertible Preferred Stock converted into Common Stock on a 0.75-for-1 basis and had no expiration date.
- The Series D Convertible Preferred Stock converted into Common Stock on a 0.75-for-1 basis and had no expiration date.
- The Series E Convertible Preferred Stock converted into Common Stock on a 0.75-for-1 basis and had no expiration date.
- The Series F Convertible Preferred Stock converted into Common Stock on a 0.77-for-1 basis and had no expiration date.
- The Series G Convertible Preferred Stock converted into Common Stock on a 0.75-for-1 basis and had no expiration date.
- The Series H Convertible Preferred Stock converted into Common Stock on a 0.75-for-1 basis and had no expiration date.
- The Series I Convertible Preferred Stock converted into Common Stock on a 0.75-for-1 basis and had no expiration date.
- 150,037 shares are held indirectly by the Ramesh Kumar 2012 Trust, of which the reporting person is a trustee.